O.C. 550/2009

A.R. 306/2009

November 4, 2009


            The Lieutenant Governor in Council makes the Surrogate Rules Amendment Regulation set out in the attached Appendix.

For Information only

Recommended by:            Minister of Justice and Attorney General

Authority:                             Court of Queen’s Bench Act
                                                 (section 20)


APPENDIX

Court of Queen's Bench Act

SURROGATE RULES AMENDMENT REGULATION

1   The Surrogate Rules (AR 130/95) are amended by this Regulation.

 

2   Rules 11(3), 11(3.1) and 11(3.2) are repealed and the following is substituted:

(3)  Between applicants of equal preference under subrule (1) or (2), preference must be given

                                 (a)    to an applicant living in Alberta, or

                                 (b)    in the case of subrule (2)(a), to the applicant who last lived with the deceased before the deceased’s death,

unless the court, on application, orders otherwise.

 

3   Rule 33 is repealed and the following is substituted:

Nominations

33(1)  A person entitled to a grant of administration may nominate, in Form NC 16, a person to be the personal representative for the purpose of applying for a grant of administration.

(2)  A person expressly authorized in a will to appoint a personal representative may nominate, in Form NC 16, a person to be the personal representative for the purpose of applying for a grant of administration or probate.

 

4   Rule 103(1)(d) is repealed.

 

5   Rule 107(1)(d) is repealed.

 

6   Form NC 8 is repealed and the following is substituted:

                                                                                                               NC 8

TESTATOR NAME                                                                                     

DOCUMENT                                            Affidavit of witness to a will    

DEPONENT’S NAME                                                                                 

EXHIBIT ATTACHED                            A: Original will dated              

                                                                                                                       

THE DEPONENT SWEARS UNDER OATH OR AFFIRMS THAT THE INFORMATION IN THIS AFFIDAVIT IS WITHIN THE DEPONENT’S KNOWLEDGE AND IS TRUE. WHERE THE INFORMATION IS BASED ON ADVICE OR INFORMATION AND BELIEF, THIS IS STATED.

1.        I am one of the subscribing witnesses to the last will of the deceased,                              .

2.        The will is dated __________ and is marked as Exhibit A to this affidavit.

3.        When the deceased signed the will, I believe the deceased understood that the document being signed was the deceased’s will. [Strike out if deponent did not know or was not told it was the deceased’s will.]

4.        When the deceased signed the will, I believe the deceased was competent to sign the will. [Strike out if deponent did not know or was not told it was the deceased’s will.]

5.        The deceased, myself and the other witness to the will, __________, were all present together when the witnesses and the deceased signed the will.

6.        Before the deceased signed the will, the deceased made the following changes to it:

           6.1                                                                                                       .

SWORN OR AFFIRMED BEFORE A COMMISSIONER FOR OATHS AT        

ALBERTA ON                                                                                             

                                                                                                                        

Deponent                                                      Commissioner’s Name:            

                                                                                                                        

                                                                      Appointment Expiry Date:        

 

7   Form C 8 is repealed and the following is substituted:

                                                                                                                  C 8

COURT FILE NUMBER                                                                             

COURT                                                     Court of Queen’s Bench of

                                                                   Alberta (Surrogate Matter)

JUDICIAL DISTRICT                                                                                 

ESTATE NAME                                                                                          

PROCEDURE                                           Formal proof of will

DOCUMENT                                           Notice to persons interested in               the estate

                                                                                                                       

To:

Name                                                                                                             

Complete address                                                                                          

THIS APPLICATION WILL BE HEARD BY A JUSTICE OF THE COURT OF QUEEN’S BENCH OF ALBERTA, JUDICIAL DISTRICT OF                                                                                                                

     ON                      

     PLACE               

     TIME                       

NOTICE TO THE RESPONDENT(S)                                                       

This is to notify you that if you do not attend either in person or by your lawyer before the court at the time and place shown above, the court may give the applicant(s) what they want in your absence. You will be bound by any order the court makes.

Alternatively, another order might be given or other proceedings taken, which the applicant(s) are entitled to without any further notice of them to you.

Therefore, if you want to take part in this application, you or your lawyer must attend in court on the date and time described.

1.        The personal representatives named in the deceased’s will, dated __________, have applied for formal proof of that will. This is necessary because the validity of the will has been attacked on the grounds that                             .

2.        If the court finds this will to be valid, then the court will admit the will to probate and the will’s provisions will govern the disposition of the estate property that is dealt with in the will.

3.        If the court finds this will to be invalid, then the court will consider

           3.1         whether any previous wills of the deceased are valid and govern the disposition of the estate property, or

           3.2         whether the deceased died intestate, that is, without a will.                In that case, the provisions of the Intestate Succession Act         will determine who will receive the estate property.

4.        You are a person interested in the estate as defined in the Surrogate Rules because you are            .

5.        Enclosed with this notice is a copy of the application for formal proof of the will of the deceased. This includes copies of the will(s) and a schedule of the inventory of the estate property.

6.        The court process to be followed is in accordance with Surrogate Rules 83 and 84.

7.        You can contact __________ at __________, phone __________, for any further information you may need.

                                                                                                                        

Personal Representative                                                            Date             

Name:                                                                                                            

Complete address:                                                                                         

                                                               

Lawyers for Personal Representative(s)

Responsible lawyer:                                                                                       

Firm name:                                                                                                    

Complete address:                                                                                         

Phone:                                           

Fax:                                               

File no.:                                         

 

8   Form ACC 2 is repealed and the following is substituted:

                                                                                                            ACC 2

COURT FILE NUMBER                                                                             

COURT                                                     Court of Queen’s Bench of

                                                                   Alberta (Surrogate Matter)

JUDICIAL DISTRICT                                                                                 

ESTATE NAME                                                                                          

PROCEDURE                                           Application by the personal

                                                                   representative(s) to pass

                                                                   accounts formally

DOCUMENT                                           Affidavit

DEPONENT(S) NAME(S)                                                                          

DOCUMENTS ATTACHED                  Financial statements

                                                                                                                       

THE DEPONENT(S) SWEAR UNDER OATH OR AFFIRM THAT THE FOLLOWING INFORMATION IS WITHIN THE DEPONENTS’ KNOWLEDGE AND IS TRUE. WHERE THE INFORMATION IS BASED ON ADVICE OR INFORMATION AND BELIEF, THIS IS STATED.

           Applicant(s)

1.        The applicant(s) are the personal representative(s) of the estate.

           Respondents

2.        The respondents are all the persons interested in the estate as defined in the Surrogate Rules.

           Releases

3.        The following persons are residuary beneficiaries of the estate and have signed releases indicating their approval of the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution:

           Release #1: _____________(Name)________

           Release #2: _____________(Name)________

4.        The other respondent residuary beneficiaries, who have all received releases but have not signed them nor communicated with the applicant(s) about the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution, are ___________.

           4.1 The applicant(s) do not know what position these respondents take.

or

           4.2 The position of respondent _________________ is attached or is as follows:
________________________________________________.

           Service of documents

5.        Copies of the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution have been given or mailed to all the respondents either at their last known addresses or in care of their lawyers of record.

6.        The respondents will be served in the manner prescribed in the Surrogate Rules with:

           6.1         ACC 1       Application, including notice of hearing

           6.2         ACC 2       Affidavit of the personal representative(s)

           6.3         ACC 3       Notice of objection

           Financial statements

7.        The financial statements:

           7.1     Are an accurate statement of the administration of the estate.

           7.2     Show all the property and debts of the deceased that the personal representative(s) have been able to ascertain.

           7.3     Show all the property received and debts and claims paid by the personal representative(s).

           7.4     Are for the period                                  to                                .

           7.5     Are __________ accounting.

           Claimants

8.        Claimants and amounts not yet paid are:

           8.1                                                                                                       .

           Advertising for creditors and claimants

9.                                                                                                                    

           Distribution

10.      No distribution of the deceased’s property has been made except as is reflected in the financial statements.

11.      Once the court approves the financial statements, the personal representative(s) undertake to distribute the estate property as set out in the schedule of distribution.

           Special matters

12.                                                                                                                  .

           Compensation

13.      Compensation for the personal representative(s) is based on:           

14.                                                                                                                  .

SWORN OR AFFIRMED BY EACH DEPONENT BEFORE A COMMISSIONER FOR OATHS AT                ,

ALBERTA ON                                                                                             

                                                                                                                        

Deponent                                                      Commissioner’s Name:            

                                                                                                                        

                                                                      Appointment Expiry Date:        

 

9   Form ACC 11 is repealed and the following is substituted:

                                                                                                          ACC 11

COURT FILE NUMBER                                                                             

COURT                                                     Court of Queen’s Bench of Alberta (Surrogate Matter)

JUDICIAL DISTRICT                                                                                 

ESTATE NAME                                                                                          

PROCEDURE                                           Application by the personal representative(s) to dispense with a formal passing of                                                                    accounts and to pass accounts informally

DOCUMENT                                           Affidavit

DEPONENT(S) NAME(S)                                                                          

DOCUMENTS ATTACHED                  Financial statements

                                                                                                                       

THE DEPONENT(S) EACH SWEAR UNDER OATH OR AFFIRM THAT THE FOLLOWING INFORMATION IS WITHIN THE DEPONENT’S KNOWLEDGE AND IS TRUE. WHERE THE INFORMATION IS BASED ON ADVICE OR INFORMATION AND BELIEF, THIS IS STATED.

           Applicants

1.        The applicant(s) are the personal representative(s) of the estate.

           Respondents

2.        The respondents are all the persons interested in the estate as defined in the Surrogate Rules who have not signed releases.

           Releases

3.        The following persons who are residuary beneficiaries of the estate have signed releases indicating their approval of the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution:

           Release #1: _____________(Name)________

           Release #2: _____________(Name)________

4.        The other respondent residuary beneficiaries, who have all received releases but have not signed them nor communicated with the applicant(s) about the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution, are                                             .

           4.1     The applicant(s) do not know what position these respondents take.

or

           4.2     The position of respondent _________________ is attached or is as follows:

           _______________________________________.

           Service of documents

5.        Copies of the financial statements, the schedule of compensation for the personal representative(s) and the schedule of distribution have been mailed to all the persons interested in the estate either at their last known addresses or in care of their lawyers of record.

6.        The respondents will be served in the manner prescribed in the Surrogate Rules with:

           6.1     ACC 10        Application, including notice of hearing

           6.2     ACC 11        Affidavit of the personal representative(s)

           6.3     ACC 3          Notice of objection

           Financial statements

7.        The financial statements:

           7.1     Are an accurate statement of the administration of the estate.

           7.2     Show all the property and debts of the deceased that the personal representative(s) have been able to ascertain.

           7.3     Show all the property received and debts and claims paid by the personal representative(s).

           7.4     Are for the period __________ to __________.

           7.5     Are __________ accounting.

           Claimants

8.        Claimants and amounts not yet paid are:

           8.1                                                                                                       .

           Advertising for creditors and claimants

9.                                                                                                                    .

           Distribution

10.      No distribution of the deceased’s property has been made except as is reflected in the financial statements.

11.      Once the court approves the financial statements, the personal representative(s) undertake to distribute the estate property as set out in the schedule of distribution.

           Compensation

12.      Compensation for the personal representative(s) is based on :

13.                                                                                                                  .

           Reasons for application

14.      The applicant(s) are applying for this order because                .

           Special matters

15.                                                                                                                  .

SWORN OR AFFIRMED BY EACH DEPONENT BEFORE A COMMISSIONER FOR OATHS AT                ,

ALBERTA ON                                                                                             

                                                                                                                        

Deponent                                                      Commissioner’s Name:            

                                                                                                                        

                                                                      Appointment Expiry Date: