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The Alberta Gazette
Part I
Vol. 110	Edmonton, Saturday, August 30, 2014	No. 16
GOVERNMENT NOTICES
Agriculture and Rural Development
Form 15
(Irrigation Districts Act) 
(Section 88)
Notice to Irrigation Secretariat: 
Change of Area of an Irrigation District
On behalf of the St. Mary River Irrigation District, I hereby request that the 
Irrigation Secretariat forward a certified copy of this notice to the Registrar for Land 
Titles for the purposes of registration under section 22 of the Land Titles Act and 
arrange for notice to be published in the Alberta Gazette.
The following parcels of land should be added to the irrigation district and the 
notation added to the certificate of title:
LINC Number
Short Legal Description as shown on title
Title Number
0023 296 346
4; 14;9;8;NE
101 127 677
0023 296 354
4; 14;9;8;SE

I certify the procedures required under part 4 of the Irrigation Districts Act have been 
completed and the area of the St. Mary River Irrigation District should be changed 
according to the above list.
Rebecca Fast, Office Administrator, 
Irrigation Secretariat.


Energy
Production Allocation Unit Agreement
(Mines and Minerals Act)
Notice is hereby given, pursuant to section 102 of the Mines and Minerals Act, that 
the Minister of Energy on behalf of the Crown has executed counterparts of the 
agreement entitled "Production Allocation Unit Agreement - Countess Glauconitic 
Agreement No. 2" and that the Unit became effective on May 1, 2014.


 


 


 


Notice is hereby given, pursuant to section 102 of the Mines and Minerals Act, that 
the Minister of Energy on behalf of the Crown has executed counterparts of the 
agreement entitled "Production Allocation Unit Agreement - Provost Viking 
Agreement No. 4" and that the Unit became effective on December 1, 2013.


 


 


 


Notice is hereby given, pursuant to section 102 of the Mines and Minerals Act, that 
the Minister of Energy on behalf of the Crown has executed counterparts of the 
agreement entitled "Production Allocation Unit Agreement - Taber North Sunburst 
Agreement" and that the Unit became effective on December 1, 2013.


 


 


 


Notice is hereby given, pursuant to section 102 of the Mines and Minerals Act, that 
the Minister of Energy on behalf of the Crown has executed counterparts of the 
agreement entitled "Production Allocation Unit Agreement - Turin Upper Mannville 
J No. 2 Agreement" and that the Unit became effective on November 1, 2013.


 


 


 


Notice is hereby given, pursuant to section 102 of the Mines and Minerals Act, that 
the Minister of Energy on behalf of the Crown has executed counterparts of the 
agreement entitled "Production Allocation Unit Agreement - Wilson Creek 
Glauconitic Agreement" and that the Unit became effective on November 1, 2012.


 


 


 


Infrastructure
Sale or Disposition of Land
(Government Organization Act)
Name of Purchaser:  Hutterian Brethren Church of Standoff Colony 
Consideration:  $62,500.00 
Land Description:  Plan 3942BM; OT (The Gravel Pit - S 1/2 29-6-25-W4M) 
Excepting thereout all mines and minerals
International and Intergovernmental Relations
Hosting Expenses Exceeding $600.00 
For the period ending March 31, 2014
Date: August 6-8, 2013 
Purpose: Host California Venture Investor Capitalists to provide an overview on oil 
sands technology and opportunities for investment innovation in Alberta. 
Amount: $705.22 
Location: Calgary and Fort McMurray, Alberta
Date: August 20-22, 2013 
Purpose: Host knowledge session for Senator Heidi Heitkamp's visit, to learn about 
Alberta's oil sands, Alberta's environmental management regime, and Alberta 
companies' approach to pipeline safety. 
Amount: $2,320.32 
Location: Calgary, Alberta
Date: September 9, 2013 
Purpose: Host the Connecting in China Workshop to prepare Alberta companies for 
conducting business and seeking investment opportunities in China. 
Amount: $3,940.20 
Location: Beijing, China
Date: October 21-24, 2013 
Purpose: Host information sessions with Asia Advisory Council to facilitate dialogue 
of the Council, as well as outreach with key industry and community stakeholders in a 
variety of sectors and geographical regions in Asia and ministries with interest and 
initiatives in the Asian region. 
Amount: $5,219.42 
Location: Edmonton, Alberta
Date: November 11-21, 2013 
Purpose: As part of the shale and gas mission to Brazil and Colombia, the following 
hosting activities took place:
o	host two technical seminars on shale gas for Brazilian and Colombian 
companies/industry representatives and Alberta companies; 
o	host shale gas workshop where Alberta companies will present their 
equipment and services available; 
o	host networking event providing Alberta companies with the opportunity to 
network with Brazilian delegates and companies; and 
o	co-host with the Canadian Embassy in Venezuela an information session on 
their business environment.
Amount: $9,785.64 
Location: Salvador and Rio de Janeiro, Brazil and Bogota, Colombia
Date: November 14, 2013 
Purpose: Host networking event to showcase how Alberta can work with the Middle 
East business community to forge stronger relationships. 
Amount: $2,098.88 
Location: Manama, Bahrain
Date: November 26-28, 2013 
Purpose: Host three presentations from Alberta organizations discussing the future 
research and supply requirements for Alberta's unconventional resource sector, as 
well as promote Alberta Climate Change and Emissions Management to support 
environmental technologies. 
Amount: $3,429.65 
Location: London, England and Milan, Italy
Date: December 2, 2013 
Purpose: Host networking event to match local business contacts with the visiting 
Alberta business delegates at the Hong Kong Forum. 
Amount: $1,180.00 
Location: Hong Kong, China
Date: January 3, 2014 
Purpose: Host stakeholder engagement session with local business leaders to 
highlight the services the ministry has available to Alberta companies and 
demonstrate international collaboration between government and industry. 
Amount: $1,259.14 
Location: Edmonton, Alberta
Date: January 16, 2014 
Purpose: Host meeting with Singapore authorities and senior executives of local 
businesses to encourage high level discussion between Alberta and key players. 
Amount: $1,506.39 
Location: Singapore
Date: January 20, 2014 
Purpose: Co-host networking event with the Canadian Chamber of Commerce in 
Singapore to meet and exchange ideas with Alberta/Canadian companies doing 
business in Singapore. 
Amount: $2,683.20 
Location: Singapore
Date: January 28-29, 2014 
Purpose: Host information sessions with Asia Advisory Council to facilitate dialogue 
of the Council as well outreach with key industry and community stakeholders in a 
variety of sectors and geographical regions in Asia and ministries with interest and 
initiatives in the Asian region. 
Amount: $1,356.38 
Location: Edmonton, Alberta
Date: February 13, 2014 
Purpose: Host meeting with Alberta Aerospace delegates visiting Hong Kong for 
Singapore Air Show. 
Amount: $1,020.88 
Location: Hong Kong, China
Date: March 1, 2014 
Purpose: Host networking session for Wyoming legislators to gain a more thorough 
understanding of planning and development of the Heartland, including Alberta's 
regulatory environment. 
Amount: $1,870.09 
Location: Edmonton, Alberta
Date: March 5, 2014 
Purpose: Co-host networking event with the Canadian Consulate General in Dallas 
during the World Heavy Oil Congress to promote Alberta as an environmentally 
responsible, innovative energy producer and an attractive place for investment and 
trade. 
Amount: $3,446.95 
Location: New Orleans, Louisiana
Date: March 13, 2014 
Purpose: Host Alberta China Environmental Technology Workshop to promote 
Alberta's environmental industry's collaboration in one of the major identified 
priority market areas for Alberta in China. 
Amount: $5,063.11 
Location: Chengdu, China
Date: March 16, 2014 
Purpose: Host networking event to provide an opportunity for Alberta business 
delegates attending events in China to network with each other. 
Amount: $761.82 
Location: Harbin, China
Date: March 24-26, 2014 
Purpose: Host information sessions for U.S. Embassy, Consulate staff, and 
University Thought Leaders, to help them to gain a thorough first-hand understanding 
of the development of the oil sands and the stringent environmental regulations. 
Amount: $1,304.02 
Location: Edmonton and Fort McMurray, Alberta
Date: March 26, 2014 
Purpose: Co-host with Department of Foreign Affairs, Trade and Development 
Canada (DFATD) and the Government of Nova Scotia, the Canada Reception at the 
inaugural Offshore Technology Conference Asia 2014 to allow Alberta companies 
and attendees an exclusive business networking opportunity. 
Amount: $1,500.00 
Location: Kuala Lumpur, Malaysia
Date: March 26, 2014 
Purpose: Host seminar 'Critical Engagement: Alberta, Energy and International 
Markets' for senior level domestic and international embassies to showcase Alberta's 
energy and international markets. 
Amount: $1,522.45 
Location: Ottawa, Ontario
Justice and Solicitor General
Designation of Qualified Technician Appointment  
(Intox EC/IR II)
RCMP K Division, Traffic Services 
Spicer, Angela Michelle
(Date of Designation August 8, 2014)
Schefter, Melanie Dawn
(Date of Designation August 13, 2014)
Safety Codes Council
Corporate Accreditation 
(Safety Codes Act)
Pursuant to section 28 of the Safety Codes Act it is hereby ordered that
Spectra Energy Express Pipeline Limited Partnership,  
Accreditation No. C000875, Order No. 2913
Having satisfied the terms and conditions of the Safety Codes Council is authorized to 
administer the Safety Codes Act including applicable Alberta amendments and 
regulations within the Corporation's industrial facilities for the discipline of 
Electrical
Consisting of all parts of the Canadian Electrical Code, Code for Electrical 
Installations at Oil & Gas Facilities.
Accredited Date: July 18, 2014	Issued Date: July 18, 2014.
Alberta Securities Commission
Amendments to National Instrument 24-101 Institutional Trade Matching 
and Settlement, National Instrument 31-103 Registration Requirements, 
Exemptions and Ongoing Registrant Obligations, National Instrument 
33-109 Registration Information, National Instrument 44-102 Shelf 
Distributions, National Instrument 45-106 Prospectus and Registration 
Exemptions, National Instrument 62-103 The Early Warning System and 
Related Take-Over Bid and Insider Reporting Issues, National 
Instrument 81-104 Commodity Pools, and National Instrument 81-105 
Mutual Fund Sales Practices
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to Specified Instruments
1.	National Instrument 24-101 Institutional Trade Matching and Settlement, 
National Instrument 31-103 Registration Requirements, Exemptions and 
Ongoing Registrant Obligations, National Instrument 33-109 Registration 
Information, National Instrument 44-102 Shelf Distributions, National 
Instrument 45-106 Prospectus and Registration Exemptions, National 
Instrument 62-103 The Early Warning System and Related Take-Over Bid 
and Insider Reporting Issues, National Instrument 81-104 Commodity Pools, 
and National Instrument 81-105 Mutual Fund Sales Practices are amended 
by this Instrument.
2.	The National Instruments named in section 1 are amended
(a)	by replacing "National Instrument 81-102 Mutual Funds" with "National 
Instrument 81-102 Investment Funds" wherever it occurs,
(b)	by replacing "National Instrument 81-102 - Mutual Funds" with 
"National Instrument 81-102 Investment Funds" wherever it occurs, and
(c)	by replacing "National Instrument 81-102 Mutual Funds" with "National 
Instrument 81-102 Investment Funds" wherever it occurs.
3.	This Instrument comes into force on September 22, 2014.


Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 41-101  
GENERAL PROSPECTUS REQUIREMENTS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to National Instrument 41-101 
General Prospectus Requirements
1.	National Instrument 41-101 General Prospectus Requirements is amended 
by this Instrument.
2.	Section 1.1 is amended by replacing the definition of "NI 81-102" with the 
following:
"NI 81-102" means National Instrument 81-102 Investment Funds;.
3.	Subsection 14.8.1(1) is amended by deleting "except that each reference in 
that definition to "a mutual fund" must be read as "an investment fund"".
4.	General Instruction (8) of Form 41-101F2 is amended
(a)	by deleting "subsidiaries and" wherever it occurs; and
(b)	by replacing "a subsidiary or investee" with "an investee".
5.	Item 1.3(1) of Form 41-101F2 is amended by deleting ", including any 
options or warrants,".
6.	Item 3.4(1) of Form 41-101F2 is amended by replacing "auditor and principal 
distributor" with "auditor, principal distributor and securities lending agent".
7.	Item 14.1 of Form 41-101F2 is amended by replacing subsection (2) with the 
following:
(2) Describe how the issue price of the securities of the investment fund is 
determined..
8.	(1) Item 15.1 of Form 41-101F2 is amended by renumbering it as subsection 
15.1(1).
(2) Item 15.1 of Form 41-101F2, as amended by subsection (1), is amended 
by adding the following paragraphs immediately after paragraph (a):
(a.1) the dates on which securities of the investment fund will be redeemed, 
(a.2) the dates on which payment of the proceeds of redemption will be made 
by the investment fund,.
(3) Item 15.1 of Form 41-101F2, as amended by subsection (1), is amended 
by adding the following subsection:
(2) If the proceeds of redemption are computed by reference to the net asset 
value per security and amounts may be deducted from the net asset value per 
security, describe each amount that may be deducted and the entity to which 
each amount is paid. If there is a maximum amount or percentage that may be 
deducted from the net asset value per security, disclose that amount or 
percentage..
9.	Item 19.9(1) of Form 41-101F2 is amended
(a)	by deleting "or of a subsidiary of the investment fund",
(b)	by deleting "or any of its subsidiaries",
(c)	by deleting "or from a subsidiary of the investment fund",
(d)	by deleting "or a subsidiary of the investment fund", and
(e)	by deleting "or by a subsidiary of the investment fund".
10.	Form 41-101F2 is amended by adding the following immediately after Item 
19.10:
19.11 - Securities Lending Agent
(1) Under the sub-heading "Securities Lending Agent", state the name of each 
securities lending agent of the investment fund and the municipality of each 
securities lending agent's principal or head office.
(2) State whether any securities lending agent of the investment fund is an 
affiliate or associate of the manager of the investment fund.
(3) Briefly describe the essential terms of each agreement with each securities 
lending agent.  Include the amount of collateral required to be delivered in 
connection with a securities lending transaction as a percentage of the market 
value of the loaned securities, and briefly describe any indemnities provided in, 
and the termination provisions of, each such agreement..
11.	Item 21.2 of Form 41-101F2 is amended by deleting "or its subsidiaries".
12.	Item 21.3 of Form 41-101F2 is repealed.
13.	Item 25.8 of Form 41-101F2 is amended by adding "and NI 81-102" after 
"the Instrument".
14.	Item 27 of Form 41-101F2 is repealed.
15.	Paragraph (5)(d) of the Instructions under Item 29.2 of Form 41-101F2 is 
amended by deleting "or its subsidiaries".
16.	Item 39.4 is amended by deleting "or a subsidiary of the investment fund".
17.	Instruction (5) of Item 10 of Part B of Form 41-101F3 is amended by 
replacing "National Instrument 81-102 Mutual Funds" with "National 
Instrument 81-102 Investment Funds".
18.	This Instrument comes into force on September 22, 2014.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 81-101  
MUTUAL FUND PROSPECTUS DISCLOSURE
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-101 
Mutual Fund Prospectus Disclosure
1.	National Instrument 81-101 Mutual Fund Prospectus Disclosure is amended 
by this Instrument.
2.	Section 1.1 is amended 
(a)	in the definition of "commodity pool" by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds", and
(b)	in the definition of "precious metals fund" by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds".
3.	Section 1.2 is amended by replacing "National Instrument 81-102 Mutual 
Funds" with "National Instrument 81-102 Investment Funds".
4.	General Instruction (2) of Form 81-101F1 is amended 
(a)	by replacing "National Instrument 81-102 Mutual Funds" with 
"National Instrument 81-102 Investment Funds", and 
(b)	by deleting "However, subsection 1.3(3) of National Instrument 81-102 
does not apply to this Form".
5.	Item 5(1) of Part A of Form 81-101F1 is amended by replacing "registrar and 
auditor" with "registrar, auditor and securities lending agent".
6.	Item 5(4.1) of Part A of Form 81-101F1 is amended by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds".
7.	Item 4(1) of Part B of Form 81-101F1 is amended by replacing "registrar and 
auditor" with "registrar, auditor and securities lending agent".
8.	Item 4(4.1) of Part B of Form 81-101F1 is amended by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds".
9.	Item 7(10) of Part B of Form 81-101F1 is amended by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds".
10.	Item 9(1.2) of Part B of Form 81-101F1 is amended by replacing "National 
Instrument 81-102 Mutual Funds" with "National Instrument 81-102 
Investment Funds".
11.	General Instruction (2) of Form 81-101F2 is amended by replacing 
"National Instrument 81-102 Mutual Funds" with "National Instrument 81-
102 Investment Funds".
12.	Form 81-101F2 is amended by adding the following immediately after Item 
10.9:
10.9.1 - Securities Lending Agent
(1) State the name of each securities lending agent of the mutual fund and the 
municipality of each securities lending agent's principal or head office.
(2) State whether any securities lending agent of the mutual fund is an affiliate 
or associate of the manager of the mutual fund.
(3) Briefly describe the essential terms of each agreement with each securities 
lending agent.  Include the amount of collateral required to be delivered in 
connection with a securities lending transaction as a percentage of the market 
value of the loaned securities, and briefly describe any indemnities provided in, 
and the termination provisions of, each such agreement..
13.	General Instructions (2) and (17) of Form 81-101F3 are amended by 
replacing "National Instrument 81-102 Mutual Funds" with "National 
Instrument 81-102 Investment Funds".
14.	Instruction (1) to Item 5 of Part I of Form 81-101F3 is amended by replacing 
"National Instrument 81-102 Mutual Funds" with "National Instrument 81-
102 Investment Funds".
15.	This Instrument comes into force on September 22, 2014.


Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 81-102  
MUTUAL FUNDS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-102 
Mutual Funds
1.	National Instrument 81-102 Mutual Funds is amended by this Instrument.
2.	The title is amended by replacing "Mutual Funds" with "Investment Funds".
3.	Section 1.1 is amended 
(a)	in the definition of "borrowing agent" by replacing "a mutual fund" 
with "an investment fund" wherever it occurs,
(b)	in the definition of "clone fund" by replacing "a mutual fund" with "an 
investment fund" and by replacing "another mutual fund" with "another 
investment fund", 
(c)	in the definition of "currency cross hedge" by replacing "a mutual 
fund" with "an investment fund" and by replacing "the mutual fund" 
with "the investment fund" wherever it occurs,
(d)	by replacing the definition of "custodian" with the following:
"custodian" means the institution appointed by an investment fund to 
hold portfolio assets of the investment fund;,
(e)	by adding the following definition:
"dealer managed investment fund" means an investment fund the 
portfolio adviser of which is a dealer manager;,
(f)	by repealing the definition of "dealer managed mutual fund",
(g)	in the definition of "designated rating" by replacing "mutual fund" 
with "investment fund",  
(h)	in the definition of "floating rate evidence of indebtedness" by 
replacing paragraph (b) with the following:
(b)	the evidence of indebtedness was issued, or is fully and 
unconditionally guaranteed as to principal and interest, by any of 
the following:
(i)	the government of Canada or the government of a 
jurisdiction of Canada;
(ii)	the government of the United States of America, the 
government of one of the states of the United States of 
America, the government of another sovereign state or a 
permitted supranational agency, if, in each case, the 
evidence of indebtedness has a designated rating;,
(i)	in the definition of "fundamental investment objectives" by replacing 
"a mutual fund" with "an investment fund", by replacing "the mutual 
fund" with "the investment fund" wherever it occurs, and by replacing 
"other mutual funds" with "other investment funds",
(j)	by adding the following definitions: 
"investment fund conflict of interest investment restrictions" means the 
provisions of securities legislation that are referred to in Appendix D;
"investment fund conflict of interest reporting requirements" means the 
provisions of securities legislation that are referred to in Appendix E;,
(k)	by replacing the definition of "investor fees" with the following: 
"investor fees" means, in connection with the purchase, conversion, 
holding, transfer or redemption of securities of an investment fund, all 
fees, charges and expenses that are or may become payable by a 
securityholder of the investment fund to,
(a)	in the case of a mutual fund, a member of the organization 
of the mutual fund other than a member of the organization 
acting solely as a participating dealer, and
(b)	in the case of a non-redeemable investment fund, the 
manager of the non-redeemable investment fund;,
(l)	in the definition of "long position" by replacing "a mutual fund" with 
"an investment fund" and by replacing "the mutual fund" with "the 
investment fund" wherever it occurs,
(m)	in the definition of "management expense ratio" by replacing "a mutual 
fund" with "an investment fund",  
(n)	by replacing the definition of "manager" with the following:
"manager" means an investment fund manager;,
(o)	by repealing the definitions of "mutual fund conflict of interest 
investment restrictions" and "mutual fund conflict of interest reporting 
requirements", 
(p)	in the following definitions by replacing "a mutual fund" with "an 
investment fund":
(i)	"non-resident sub-adviser";
(ii)	"performance data",
(q)	in the definition of "portfolio adviser" by replacing "mutual fund" with 
"investment fund" wherever it occurs,
(r)	in the definition of "portfolio asset" by replacing "a mutual fund" with 
"an investment fund",
(s)	in the definition of "purchase" by replacing "a mutual fund" with "an 
investment fund" and by replacing "the mutual fund" with "the 
investment fund",
(t)	by repealing the definition of "redemption payment date",
(u)	in the definition of "report to securityholders" by replacing "a mutual 
fund" with "an investment fund",
(v)	by replacing the definition of "sales communication" with the 
following: 
"sales communication" means a communication relating to, and by, an 
investment fund or asset allocation service, its promoter, manager, 
portfolio adviser, principal distributor, a participating dealer or a person 
or company providing services to any of them, that
(a)	is made
(i)	to a securityholder of the investment fund or participant in 
the asset allocation service, or
(ii)	to a person or company that is not a securityholder of the 
investment fund or participant in the asset allocation 
service, to induce the purchase of securities of the 
investment fund or the use of the asset allocation service, 
and
(b)	in the case of an investment fund, is not contained in any of the 
following documents of the investment fund:
1.	A prospectus or preliminary or pro forma prospectus.
2.	An annual information form or preliminary or pro forma 
annual information form.
3.	A fund facts document or preliminary or pro forma fund 
facts document.
4.	Financial statements, including the notes to the financial 
statements and the auditor's report on the financial 
statements.
5.	A trade confirmation.
6.	A statement of account.
7.	Annual or interim management report of fund 
performance;,
(w)	by adding the following definition: 
"scholarship plan" has the meaning ascribed to that term in section 1.1 
of National Instrument 81-106 Investment Fund Continuous Disclosure;, 
(x)	in the definition of "short position" by replacing "a mutual fund" with 
"an investment fund" and by replacing "the mutual fund" with "the 
investment fund" wherever it occurs,
(y)	in the definition of "specified dealer" by replacing ", or" with ",",
(z)	in the definition of "sub-custodian" by replacing "a mutual fund" with 
"an investment fund" and by replacing "the mutual fund" with "the 
investment fund" wherever it occurs, and
(aa)	in the definition of "underlying market exposure" by replacing "a 
mutual fund" with "an investment fund" and by replacing "the mutual 
fund" with "the investment fund".
4.	(1) Section 1.2 is amended
(a)	by renumbering it as subsection 1.2(1),
(b)	by replacing "; and" with "," at the end of paragraph (a),
(c)	by adding the following paragraph immediately after paragraph (a):
(a.1)	a non-redeemable investment fund that is a reporting issuer, and, 
and
(d)	in paragraph (b) by replacing "a mutual fund" with "an investment 
fund" and by replacing "paragraph (a)" with "paragraphs (a) and (a.1)".
(2)	Section 1.2, as amended by subsection (1), is amended by adding the 
following subsections:
(2)	Despite subsection (1), this Instrument does not apply to a 
scholarship plan.
(3)	Despite subsection (1), in Qu‚bec, in respect of investment funds 
organized under an Act to establish the Fonds de solidarit‚ des 
travailleurs du Qu‚bec (F.T.Q.) (chapter F-3.2.1), an Act to 
establish Fondaction, le Fonds de d‚veloppement de la 
Conf‚d‚ration des syndicats nationaux pour la coop‚ration et 
l'emploi (chapter F-3.1.2), or an Act constituting Capital r‚gional 
et coop‚ratif Desjardins (chapter C-6.1), the following 
requirements apply:
(a)	sections 2.12 to 2.17;
(b)	Part 6;
(c)	Part 15, except for paragraph 15.8(2)(b);
(d)	Part 19; 
(e)	Part 20.
(4)	For greater certainty, in British Columbia, if a provision of this 
Instrument conflicts or is inconsistent with a provision of the 
Employee Investment Act (British Columbia) or the Small 
Business Venture Capital Act (British Columbia), the provision of 
the Employee Investment Act or the Small Business Venture 
Capital Act, as the case may be, prevails..
5.	Section 1.3 is amended 
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "separate mutual fund" with "separate investment fund", 
and
(c)	by replacing "A mutual fund" with "An investment fund".
6.	Section 2.1 is amended by replacing "shall" with "must" wherever it occurs.
7.	Section 2.2 is amended 
(a)	by replacing subsection (1) with the following: 
(1)	An investment fund must not purchase a security of an issuer
(a)	if, immediately after the purchase, the investment fund 
would hold securities representing more than 10% of
(i)	the votes attaching to the outstanding voting 
securities of the issuer; or
(ii)	the outstanding equity securities of the issuer, or
(b)	for the purpose of exercising control over, or management 
of, the issuer.,
(b)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing "shall" with "must" wherever it occurs.
8.	(1) Section 2.3 is amended 
(a)	by renumbering it as subsection 2.3(1), and
(b)	by replacing "shall" with "must".
(2)	Section 2.3, as amended by subsection (1), is amended by adding the 
following subsection:
(2)	A non-redeemable investment fund must not do any of the 
following:
(a)	purchase real property;
(b)	purchase a mortgage, other than a guaranteed mortgage; 
(c)	purchase an interest in a loan syndication, or loan 
participation, if the purchase would require the non-
redeemable investment fund to assume any responsibilities 
in administering the loan in relation to the borrower..
9.	Section 2.4 is amended by replacing "shall" with "must" wherever it occurs.
10.	The heading in section 2.5 is amended by replacing "Mutual Funds" with 
"Investment Funds".
11.	(1) Subsection 2.5(1) is amended
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "another mutual fund" with "another investment fund", 
and
(c)	by replacing "other mutual fund" with "other investment fund" 
wherever it occurs.
(2)	Subsection 2.5(2) is amended
(a)	by replacing "A mutual fund shall" with "An investment fund must",
(b)	by replacing "another mutual fund" with "another investment fund",
(c)	by replacing paragraph (a) with the following:
(a)	if the investment fund is a mutual fund, the other investment fund 
is a mutual fund that is subject to this Instrument and offers or has 
offered securities under a simplified prospectus in accordance 
with National Instrument 81-101 Mutual Fund Prospectus 
Disclosure,
(a.1)	if the investment fund is a non-redeemable investment fund, one 
or both of the following apply:
(i)	the other investment fund is subject to this Instrument;
(ii)	the other investment fund complies with the provisions of 
this Instrument applicable to a non-redeemable investment 
fund,,
(d)	in paragraph (b) by replacing "other mutual fund" with "other 
investment fund" and by replacing "other mutual funds" with "other 
investment funds",
(e)	by replacing paragraph (c) with the following:
(c)	if the investment fund is a mutual fund, the investment fund and 
the other investment fund are reporting issuers in the local 
jurisdiction,
(c.1)	if the investment fund is a non-redeemable investment fund, the 
other investment fund is a reporting issuer in a jurisdiction in 
which the investment fund is a reporting issuer,, and
(f)	in paragraphs (d), (e) and (f) by replacing "the mutual fund" with "the 
investment fund" wherever it occurs and by replacing "other mutual 
fund" with "other investment fund" wherever it occurs.
(3)	Subsection 2.5(3) is amended
(a)	by replacing "Paragraphs (2)(a) and (c)" with "Paragraphs (2)(a), (a.1), 
(c) and (c.1)",
(b)	in paragraph (a) by replacing "a mutual fund" with "an investment 
fund", and
(c)	in paragraph (b) by replacing "mutual fund" with "investment fund" 
wherever it occurs.
(4)	Subsection 2.5(4) is amended
(a)	by replacing "other mutual fund" with "other investment fund", and
(b)	by replacing "a mutual fund" with "an investment fund".
(5)	Subsection 2.5(5) is amended by replacing "a mutual fund" with "an 
investment fund".
(6)	Subsection 2.5(6) is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "another mutual fund" with "another investment fund",
(c)	by replacing "shall" with "must",
(d)	by replacing "other mutual fund" with "other investment fund", and
(e)	by replacing "the mutual fund" with "the investment fund".
(7)	Subsection 2.5(7) is amended
(a)	by replacing "The mutual fund" with "The investment fund",
(b)	by replacing "the mutual fund" with "the investment fund",
(c)	by replacing "a mutual fund" with "an investment fund", and
(d)	by replacing "another mutual fund" with "another investment fund".
12.	Section 2.6 is amended
(a)	by replacing "A mutual fund shall not" with "An investment fund must 
not,",
(b)	in paragraph (a) by adding "in the case of a mutual fund," before 
"borrow",
(c)	in paragraph (b) by adding "in the case of a mutual fund," before 
"purchase",
(d)	in paragraph (c) by adding "in the case of a mutual fund," before 
"sell", and
(e)	in paragraph (d) by replacing "mutual fund" with "investment fund".
13.	Section 2.7 is amended by replacing "shall" with "must" wherever it occurs.
14.	Section 2.8 is amended by replacing "shall" with "must" wherever it occurs.
15.	(1)	Section 2.9 is amended by renumbering it as subsection 2.9(1).
(2)	Section 2.9, as amended by subsection (1), is amended by adding the 
following subsection:
(2)	Section 2.2 does not apply to the use of specified derivatives by a 
non-redeemable investment fund for hedging purposes..
16.	Section 2.10 is amended
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(c)	by replacing "shall" with "must" wherever it occurs, and 
(d)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs.
17.	The heading in section 2.11 is amended by replacing "a Mutual Fund" with 
"an Investment Fund".
18.	(1) Subsection 2.11(1) is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "a mutual fund" with "an investment fund",
(c)	by replacing "unless" with ", unless,",
(d)	by replacing paragraph (a) with the following:
(a)	in the case of a mutual fund, other than an exchange-traded 
mutual fund that is not in continuous distribution, its prospectus 
contains the disclosure required for a mutual fund intending to 
engage in the activity; 
(a.1) 	in the case of an exchange-traded mutual fund that is not in 
continuous distribution or of a non-redeemable investment fund, 
the investment fund issues a news release that contains both of the 
following: 
(i)	the disclosure required in a prospectus for an exchange-
traded mutual fund that is not in continuous distribution, or 
a non-redeemable investment fund, intending to engage in 
the activity;
(ii)	the date on which the activity is intended to begin; and, and
(e)	in paragraph (b) by replacing "mutual fund" with "investment fund", 
and by replacing "required for mutual funds intending to engage in the 
activity" with "referred to in paragraph (a) or (a.1), as applicable".
(2)	Subsection 2.11(2) is amended by adding ", other than an exchange-
traded mutual fund that is not in continuous distribution," after "A 
mutual fund".
(3)	Section 2.11 is amended by adding the following subsection: 
(3)	Subsection (1) does not apply to an exchange-traded mutual fund 
that is not in continuous distribution, or to a non-redeemable 
investment fund, if each prospectus of the investment fund filed 
since its inception has contained the disclosure referred to in 
paragraph (1)(a.1)..
19.	Section 2.12 is amended
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(c)	by replacing "The mutual fund" with "The investment fund",
(d)	by replacing item 12 of subsection (1) with the following:
12.	Immediately after the investment fund enters into the transaction, 
the aggregate market value of all securities loaned by the investment 
fund in securities lending transactions and not yet returned to it or sold 
by the investment fund in repurchase transactions under section 2.13 and 
not yet repurchased does not exceed 50% of the net asset value of the 
investment fund.,
(e)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs, and
(f)	by replacing "shall" with "must" wherever it occurs.
20.	Section 2.13 is amended 
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(c)	by replacing item 11 of subsection (1) with the following:
11. Immediately after the investment fund enters into the transaction, the 
aggregate market value of all securities loaned by the investment fund in 
securities lending transactions under section 2.12 and not yet returned to 
it or sold by the investment fund in repurchase transactions and not yet 
repurchased does not exceed 50% of the net asset value of the 
investment fund., and
(d)	by replacing "A mutual fund" with "An investment fund".
21.	Section 2.14 is amended 
(a)	by replacing "a mutual fund" with "an investment fund", and
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs.
22.	Section 2.15 is amended
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	by replacing "shall" with "must" wherever it occurs,
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, 
(d)	in subsection (1) by replacing "in administering" with "to administer", 
and
(e)	in paragraph (4)(c) by replacing "the mutual fund's" with "the 
investment fund's".
23.	Section 2.16 is amended 
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "shall" with "must" wherever it occurs,
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing "a mutual fund" with "an investment fund".
24.	Section 2.17 is replaced with the following:
2.17 	Commencement of Securities Lending, Repurchase and Reverse 
Repurchase Transactions by an Investment Fund
(1)	An investment fund must not enter into securities lending, repurchase or 
reverse repurchase transactions unless,
(a)	in the case of a mutual fund, other than an exchange-traded 
mutual fund that is not in continuous distribution, its prospectus 
contains the disclosure required for mutual funds entering into 
those types of transactions; 
(b)	in the case of an exchange-traded mutual fund that is not in 
continuous distribution or of a non-redeemable investment fund, 
the investment fund issues a news release that contains both of the 
following:
(i)	the disclosure required in a prospectus for an exchange-
traded mutual fund that is not in continuous distribution, or 
a non-redeemable investment fund, entering into those 
types of transactions;
(ii)	the date on which the investment fund intends to begin 
entering into those types of transactions; and
(c)	the investment fund provides to its securityholders, at least 60 
days before it begins entering into those types of transactions, 
written notice that discloses its intent to begin entering into those 
types of transactions and the disclosure referred to in paragraph 
(a) or (b), as applicable.
(2)	Paragraph (1)(c) does not apply to a mutual fund that has entered into 
reverse repurchase agreements as permitted by a decision of the 
securities regulatory authority or regulator.
(3)	Paragraph (1)(c) does not apply to a mutual fund, other than an 
exchange-traded mutual fund that is not in continuous distribution, if 
each prospectus of the mutual fund filed since its inception contains the 
disclosure referred to in paragraph (1)(a).
(4)	Subsection (1) does not apply to an exchange-traded mutual fund that is 
not in continuous distribution, or to a non-redeemable investment fund, 
if each prospectus of the investment fund filed since its inception 
contains the disclosure referred to in paragraph (1)(b)..
25.	Section 2.18 is amended by adding the following subsection:
(3)	A non-redeemable investment fund must not describe itself as a "money 
market fund"..
26.	Section 3.1 is amended by replacing "No person or company shall" with "A 
person or company must not".
27.	The following provisions are amended by replacing "shall" with "must":
(a)	subsection 3.1(2);
(b)	section 3.2.
28.	Subsection 3.3(1) is amended
(a)	by replacing "None of the costs" with "The costs", and
(b)	by replacing "shall" with "must not".
29.	Section 4.1 is amended 
(a)	by replacing "mutual fund" with "investment fund" wherever it occurs, 
(b)	by replacing "shall" with "must" wherever it occurs, and
(c)	in subsection (5) by replacing "corresponding provisions contained in 
securities legislation" with "provisions of securities legislation that are".
30.	Section 4.2 is amended
(a)	by replacing "A mutual fund shall" with "An investment fund must",
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(c)	by replacing "a mutual fund" with "an investment fund".
31.	Section 4.3 is amended
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	in subsection (1) by adding ":" after "is", 
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing "another mutual fund" with "another investment fund" 
wherever it occurs. 
32.	Section 4.4 is amended 
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	by replacing "shall" with "must" wherever it occurs, 
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, 
(d)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs, and
(e)	in subsection (5) by adding "any of the following:" after "by" and by 
deleting "or" at the end of paragraph (a).
33.	(1) Section 5.1 is amended
(a)	by renumbering it as subsection 5.1(1),
(b)	by replacing "a mutual fund" with "an investment fund",
(c)	by adding "the occurrence of each of the following:" after "before",
(d)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, 
(e)	by replacing "another mutual fund" with "another issuer" wherever it 
occurs,
(f)	by replacing "other mutual fund" with "other issuer" wherever it 
occurs, 
(g)	by deleting "or" at the end of subparagraph (f)(ii), 
(h)	by replacing "." with ";" at the end of paragraph (g), and
(i)	by adding the following paragraph:
(h)	the investment fund implements any of the following:
(i)	in the case of a non-redeemable investment fund, a 
restructuring into a mutual fund;
(ii)	in the case of a mutual fund, a restructuring into a non-
redeemable investment fund; 
(iii)	a restructuring into an issuer that is not an investment 
fund..
(2)	Section 5.1, as amended by subsection (1), is amended by adding the 
following subsection:
(2)	An investment fund must not bear any of the costs or expenses 
associated with a restructuring referred to in paragraph (1)(h)..
34.	Section 5.2 is amended 
(a)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, 
(b)	by replacing "section 5.1" with "subsection 5.1(1)" wherever it occurs,
(c)	by replacing "shall" with "must" wherever it occurs, and
(d)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs.
35.	(1) Subsection 5.3(1) is amended 
(a)	by replacing "section 5.1" with "subsection 5.1(1)",
(b)	by replacing "a mutual fund" with "an investment fund",
(c)	by replacing "paragraphs 5.1(a)" with "paragraphs 5.1(1)(a)" wherever 
it occurs, 
(d)	in paragraph (a) by replacing "the mutual fund" with "the investment 
fund" wherever it occurs, 
(e)	in subparagraph (a)(iii) by adding "at least" after "sent",
(f)	in paragraph (b) by replacing "if" with "if, in the case of a mutual 
fund,", and
(g)	in subparagraph (b)(iii) by adding "at least" after "sent".
(2) Subsection 5.3(2) is replaced with the following:
(2)	Despite subsection 5.1(1), the approval of securityholders of an 
investment fund is not required to be obtained for a change referred to in 
paragraph 5.1(1)(f) if either of the following paragraphs apply:
(a)	all of the following apply:
(i)	the independent review committee of the investment fund 
has approved the change under subsection 5.2(2) of NI 81-
107;
(ii)	the investment fund is being reorganized with, or its assets 
are being transferred to, another investment fund to which 
this Instrument and NI 81-107 apply and that is managed 
by the manager, or an affiliate of the manager, of the 
investment fund;
(iii)	the reorganization or transfer of assets of the investment 
fund complies with the criteria in paragraphs 5.6(1)(a), (b), 
(c), (d), (g), (h), (i), (j) and (k);
(iv)	the prospectus of the investment fund discloses that, 
although the approval of securityholders may not be 
obtained before making the change, securityholders will be 
sent a written notice at least 60 days before the effective 
date of the change; 
(v)	the notice referred to in subparagraph (iv) to 
securityholders is sent at least 60 days before the effective 
date of the change;
(b)	all of the following apply:
(i)	the investment fund is a non-redeemable investment fund 
that is being reorganized with, or its assets are being 
transferred to, a mutual fund that is
(A)	a mutual fund to which this Instrument and NI 81-
107 apply,
(B)	managed by the manager, or an affiliate of the 
manager, of the investment fund,
(C)	not in default of any requirement of securities 
legislation, and
(D)	a reporting issuer in the local jurisdiction and the 
mutual fund has a current prospectus in the local 
jurisdiction;
(ii)	the transaction is a tax-deferred transaction under 
subsection 85(1) of the ITA;
(iii)	the securities of the investment fund do not give 
securityholders of the investment fund the right to request 
that the investment fund redeem the securities;
(iv)	since its inception, there has been no market through which 
securityholders of the investment fund could sell securities 
of the investment fund;
(v)	every prospectus of the investment fund discloses that
(A)	securityholders of the investment fund, other than 
the manager, promoter or an affiliate of the manager 
or promoter, will cease to be securityholders of the 
investment fund within 30 months following the 
completion of the initial public offering by the 
investment fund, and
(B)	the investment fund will, within 30 months 
following the completion of the initial public 
offering of the investment fund, undertake a 
reorganization with, or transfer its assets to, a mutual 
fund that is managed by the manager of the 
investment fund or by an affiliate of the manager of 
the investment fund;
(vi)	the mutual fund bears none of the costs and expenses 
associated with the transaction;
(vii)	the reorganization or transfer of assets of the investment 
fund complies with subparagraphs 5.3(2)(a)(i), (iv) and (v) 
and paragraphs 5.6(1)(d) and (k)..
36.	The heading in section 5.3.1 is amended by replacing "the Mutual Fund" with 
"an Investment Fund".
37.	Section 5.3.1 is amended
(a)	by replacing "the mutual fund may" with "an investment fund must", 
and
(b)	in paragraphs (a) and (b) by replacing "mutual fund" with "investment 
fund" wherever it occurs.
38.	Section 5.4 is amended
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "section 5.1" with "subsection 5.1(1)",
(c)	by replacing "shall" with "must" wherever it occurs, 
(d)	in subsection (1) by replacing "not less than" with "at least",
(e)	by replacing "paragraphs 5.1(a)" with "paragraphs 5.1(1)(a)",
(f)	by replacing "the mutual fund" with "the investment fund", and
(g)	by replacing "the mutual fund's" with "the investment fund's".
39.	Section 5.5 is amended
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	in subsection (1) by adding the following paragraph immediately after 
paragraph (a):
(a.1) a change of control of the manager of an investment fund occurs;,
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(d)	by replacing "another mutual fund" with "another issuer", and
(e)	by repealing subsection (2).
40.	(1) Subsection 5.6(1) is replaced with the following:
(1)	Despite subsection 5.5(1), the approval of the securities regulatory 
authority or regulator is not required to implement a transaction referred 
to in paragraph 5.5(1)(b) if all of the following paragraphs apply:
(a)	the investment fund is being reorganized with, or its assets are 
being transferred to, another investment fund to which this 
Instrument applies and that
(i)	is managed by the manager, or an affiliate of the manager, 
of the investment fund,
(ii)	a reasonable person would consider to have substantially 
similar fundamental investment objectives, valuation 
procedures and fee structure as the investment fund,
(iii)	is not in default of any requirement of securities legislation, 
and
(iv)	is a reporting issuer in the local jurisdiction and, if it is a 
mutual fund, also has a current prospectus in the local 
jurisdiction;
(b)	the transaction is a "qualifying exchange" within the meaning of 
section 132.2 of the ITA or is a tax-deferred transaction under 
subsection 85(1), 85.1(1), 86(1) or 87(1) of the ITA;
(c)	the transaction contemplates the wind-up of the investment fund 
as soon as reasonably possible following the transaction;
(d)	the portfolio assets of the investment fund to be acquired by the 
other investment fund as part of the transaction
(i)	may be acquired by the other investment fund in 
compliance with this Instrument, and
(ii)	are acceptable to the portfolio adviser of the other 
investment fund and consistent with the other investment 
fund's fundamental investment objectives;
(e)	the transaction is approved
(i)	by the securityholders of the investment fund in accordance 
with paragraph 5.1(1)(f), unless subsection 5.3(2) applies, 
and
(ii)	if required, by the securityholders of the other investment 
fund in accordance with paragraph 5.1(1)(g);
(f)	the materials sent to securityholders of the investment fund in 
connection with the approval under paragraph 5.1(1)(f) include
(i)	a circular that, in addition to other requirements prescribed 
by law, describes the proposed transaction, the investment 
fund into which the investment fund will be reorganized, 
the income tax considerations for the investment funds 
participating in the transaction and their securityholders, 
and, if the investment fund is a corporation and the 
transaction involves its shareholders becoming 
securityholders of an investment fund that is established as 
a trust, a description of the material differences between 
being a shareholder of a corporation and being a 
securityholder of a trust,
(ii)	if the other investment fund is a mutual fund, the most 
recently filed fund facts document for the other investment 
fund, and
(iii)	a statement that securityholders may, in respect of the 
reorganized investment fund,
(A)	obtain all of the following documents at no cost by 
contacting the reorganized investment fund at an 
address or telephone number specified in the 
statement: 
(I)	if the reorganized investment fund is a mutual 
fund, the current prospectus;
(II)	the most recently filed annual information 
form, if one has been filed;
(III)	as applicable, the most recently filed fund 
facts document;
(IV)	the most recently filed annual financial 
statements and interim financial reports;
(V)	the most recently filed annual and interim 
management reports of fund performance, or
(B)	access those documents at a website address 
specified in the statement;
(g)	the investment fund has complied with Part 11 of National 
Instrument 81-106 Investment Fund Continuous Disclosure in 
connection with the making of the decision to proceed with the 
transaction by the board of directors of the manager of the 
investment fund or of the investment fund;
(h)	the investment funds participating in the transaction bear none of 
the costs and expenses associated with the transaction;
(i)	if the investment fund is a mutual fund, securityholders of the 
investment fund continue to have the right to redeem securities of 
the investment fund up to the close of business on the business 
day immediately before the effective date of the transaction;
(j)	if the investment fund is a non-redeemable investment fund, all of 
the following apply:
(i)	the investment fund issues and files a news release that 
discloses the transaction;
(ii)	securityholders of the investment fund may redeem 
securities of the investment fund at a date that is after the 
date of the news release referred to in subparagraph (i) and 
before the effective date of the transaction;
(iii)	the securities submitted for redemption in accordance with 
subparagraph (ii) are redeemed at a price equal to their net 
asset value per security on the redemption date;
(k)	the consideration offered to securityholders of the investment 
fund for the transaction has a value that is equal to the net asset 
value of the investment fund calculated on the date of the 
transaction.
(1.1) 	Despite subsection 5.5(1), the approval of the securities regulatory 
authority or regulator is not required to implement a transaction referred 
to in paragraph 5.5(1)(b) if all the conditions in paragraph 5.3(2)(b) are 
satisfied and the independent review committee of the mutual fund 
involved in the transaction has approved the transaction in accordance 
with subsection 5.2(2) of NI 81-107..
(2)	Subsection 5.6(2) is amended by 
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "shall" with "must",
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing "a mutual fund" with "an investment fund".
41.	(1) Subsection 5.7(1) is amended
(a)	by replacing "shall" with "must",
(b)	by replacing "subsection 5.5(2)" with "(a.1)",
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(d)	in subparagraph(a)(iv) by adding "or regulator" after "authority",
(e)	by replacing subparagraph (b)(ii) with the following:
(ii)	details of the total annual returns of the investment fund and, if 
the other issuer is an investment fund, the other issuer for each of 
the previous five years,, and
(f)	by replacing subparagraph (b)(iii) with the following:
(iii)	a description of the differences between, as applicable, the 
fundamental investment objectives, investment strategies, 
valuation procedures and fee structure of the investment fund and 
the other issuer and any other material differences between the 
investment fund and the other issuer, and.
(2)	Subsection 5.7(2) is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "shall" with "must",
(c)	by replacing "the mutual fund" with "the investment fund" 
wherever it occurs, and
(d)	by replacing "situate" with "situated".
(3)	Subsection 5.7(3) is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "the mutual fund" with "the investment fund" 
wherever it occurs, and
(c)	by replacing "situate" with "situated".
42.	Section 5.8 is amended
(a)	in subsection (1) by replacing "No person or company that is a manager 
of a mutual fund may" with "A person or company must not" and by 
replacing "the mutual fund" with "an investment fund",
(b)	in paragraph (1)(a) by replacing "the mutual fund" with "the 
investment fund",
(c)	in subsection (2) by replacing "No mutual fund shall" with "A mutual 
fund must not", and
(d)	in subsection (3) by replacing "shall" with "must".
43.	The Instrument is amended by adding the following section:
5.8.1	Termination of a Non-Redeemable Investment Fund
(1)	A non-redeemable investment fund must not terminate unless the 
investment fund first issues and files a news release that discloses the 
termination.
(2)	A non-redeemable investment fund must not terminate earlier than 15 
days or later than 90 days after the filing of the news release under 
subsection (1).
(3)	Subsections (1) and (2) do not apply in respect of a transaction referred 
to in paragraph 5.1(1)(f)..
44.	Section 5.9 is amended by replacing "mutual fund" with "investment fund" 
wherever it occurs.
45.	Section 6.1 is amended 
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs, 
(b)	by replacing "shall" with "must" wherever it occurs, 
(c)	by replacing  "the mutual fund" with "the investment fund" wherever it 
occurs,
(d)	in subsection (3) by deleting ", for each appointment,", 
(e)	by replacing paragraph (3)(a) with the following: 
(a)	in the case of an appointment by the custodian, the investment 
fund consents in writing to the appointment,
(a.1)	in the case of an appointment by a sub-custodian, the investment 
fund and the custodian of the investment fund consent in writing 
to the appointment,,
(f)	in paragraph (3)(b) by replacing "a person or company" with "an 
entity" and by replacing ";" with ",",
(g)	in paragraph (3)(c) by replacing ";" with ",",
(h)	in subsection (4) by replacing "paragraph (3)(a)" with "paragraphs 
(3)(a) and (a.1)" and by replacing "persons or companies" with 
"entities", and
(i)	in subsection (5) by replacing "each person or company that is 
appointed sub-custodian" with "all entities that are appointed sub-
custodians".
46.	Section 6.2 is replaced with the following:
6.2 Entities Qualified to Act as Custodian or Sub-Custodian for Assets 
Held in Canada - If portfolio assets are held in Canada by a custodian or sub-
custodian, the custodian or sub-custodian must be one of the following: 
1.	a bank listed in Schedule I, II or III of the Bank Act (Canada);
2.	a trust company that is incorporated under the laws of Canada or a 
jurisdiction and licensed or registered under the laws of Canada or 
a jurisdiction, and that has equity, as reported in its most recent 
audited financial statements, of not less than $10,000,000;
3.	a company that is incorporated under the laws of Canada or of a 
jurisdiction, and that is an affiliate of a bank or trust company 
referred to in paragraph 1 or 2, if either of the following applies:
(a)	the company has equity, as reported in its most recent 
audited financial statements that have been made public, of 
not less than $10,000,000; 
(b)	the bank or trust company has assumed responsibility for 
all of the custodial obligations of the company for that 
investment fund..
47.	Section 6.3 is replaced with the following:
6.3 Entities Qualified to Act as Sub-Custodian for Assets Held outside 
Canada - If portfolio assets are held outside of Canada by a sub-custodian, the 
sub-custodian must be one of the following:
1.	an entity referred to in section 6.2;
2.	an entity that
(a)	is incorporated or organized under the laws of a country, or 
a political subdivision of a country, other than Canada,
(b)	is regulated as a banking institution or trust company by the 
government, or an agency of the government, of the 
country under the laws of which it is incorporated or 
organized, or a political subdivision of that country, and
(c)	has equity, as reported in its most recent audited financial 
statements, of not less than the equivalent of $100,000,000;
3.	an affiliate of an entity referred to in paragraph 1 or 2 if either of 
the following applies:
(a)	the affiliate has equity, as reported in its most recent 
audited financial statements that have been made public, of 
not less than the equivalent of $100,000,000;
(b)	the entity referred to in paragraph 1 or 2 has assumed 
responsibility for all of the custodial obligations of the 
affiliate for that investment fund..
48.	Section 6.4 is amended
(a)	by replacing subsection (1) with the following: 
(1)	All custodian agreements and sub-custodian agreements of an 
investment fund must provide for 
(a)	the location of portfolio assets,
(b)	any appointment of a sub-custodian,
(c)	requirements concerning lists of sub-custodians,
(d)	the method of holding portfolio assets,
(e)	the standard of care and responsibility for loss, and
(f)	requirements concerning review and compliance reports.,
(b)	in subsection (2) by replacing "a mutual fund shall" with "an 
investment fund must" and by replacing "the mutual fund" with "the 
investment fund",
(c)	by adding the following subsection immediately after subsection (2): 
(2.1)	An agreement referred to under subsections (1) and (2) must 
comply with the requirements of this Part., and
(d)	by replacing subsection (3) with the following: 
(3)	A custodian agreement or sub-custodian agreement concerning 
the portfolio assets of an investment fund must not
(a)	provide for the creation of any security interest on the 
portfolio assets of the investment fund except for a good 
faith claim for payment of the fees and expenses of the 
custodian or a sub-custodian for acting in that capacity or 
to secure the obligations of the investment fund to repay 
borrowings by the investment fund from the custodian or a 
sub-custodian for the purpose of settling portfolio 
transactions; or
(b)	contain a provision that would require the payment of a fee 
to the custodian or a sub-custodian for the transfer of the 
beneficial ownership of portfolio assets of the investment 
fund, other than for safekeeping and administrative services 
in connection with acting as custodian or sub-custodian..
49.	Section 6.5 is replaced with the following:
6.5	Holding of Portfolio Assets and Payment of Fees
(1)	Except as provided in subsections (2) and (3) and sections 6.8, 6.8.1 and 
6.9, portfolio assets of an investment fund not registered in the name of 
the investment fund must be registered in the name of the custodian or a 
sub-custodian of the investment fund, or any of their respective 
nominees, with an account number or other designation in the records of 
the custodian sufficient to show that the beneficial ownership of the 
portfolio assets is vested in the investment fund.
(2)	The custodian or a sub-custodian of an investment fund, or an applicable 
nominee, must segregate portfolio assets issued in bearer form to show 
that the beneficial ownership of the property is vested in the investment 
fund.
(3)	The custodian or a sub-custodian of an investment fund may deposit 
portfolio assets of the investment fund with a depository, or a clearing 
agency, that operates a book-based system.
(4)	The custodian or a sub-custodian of an investment fund arranging for the 
deposit of portfolio assets of the investment fund with, and their delivery 
to, a depository, or clearing agency, that operates a book-based system 
must ensure that the records of any of the applicable participants in that 
book-based system or of the custodian contain an account number or 
other designation sufficient to show that the beneficial ownership of the 
portfolio assets is vested in the investment fund.
(5)	An investment fund must not pay a fee to the custodian or a sub-
custodian of the investment fund for the transfer of beneficial ownership 
of portfolio assets of the investment fund other than for safekeeping and 
administrative services in connection with acting as custodian or sub-
custodian..
50.	Section 6.6 is amended
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(c)	by replacing "shall" with "must" wherever it occurs, 
(d)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs, 
(e)	in subsection (3) by replacing "a custodian or sub-custodian" with "the 
custodian or a sub-custodian" and by replacing "described in" with 
"imposed by", and
(f)	in subsection (4) by replacing "a custodian or sub-custodian" with "the 
custodian or a sub-custodian".
51.	Section 6.7 is amended 
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs, 
(b)	by replacing "shall" with "must" wherever it occurs, 
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(d)	in subsection (2) by replacing "not more than" with "within", and
(e)	by replacing paragraph (2)(c) with the following: 
(c)	whether, to the best of the knowledge and belief of the custodian, 
each sub-custodian satisfies section 6.2 or 6.3, as applicable..
52.	Section 6.8 is amended
(a)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs, 
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(c)	by replacing subsection (4) with the following: 
(4)	The agreement by which portfolio assets are deposited in 
accordance with subsection (1), (2) or (3) must require the person 
or company holding the portfolio assets to ensure that its records 
show that the investment fund is the beneficial owner of the 
portfolio assets..
53.	Section 6.8.1 is amended
(a)	by replacing "the mutual fund's" with "the investment fund's",
(b)	by replacing "a mutual fund" with "an investment fund",
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing "A mutual fund" with "An investment fund" wherever it 
occurs.
54.	Section 6.9 is amended 
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "institution" with "entity", and
(c)	by replacing "the mutual fund" with "the investment fund".
55.	Section 7.1 is amended
(a)	by replacing "shall not pay" with "must not pay", and
(b)	by replacing "no securities of a mutual fund shall" with "securities of a 
mutual fund must not".
56.	Section 8.1 is amended by replacing "No securities of a mutual fund shall be 
sold" with "A person or company must not sell securities of a mutual fund".
57.	The heading in Part 9 is amended by replacing "a Mutual Fund" with "an 
Investment Fund".
58.	Section 9.0.1 is replaced with the following:
9.0.1 Application - This Part, other than subsection 9.3(2), does not apply to 
an exchange-traded mutual fund that is not in continuous distribution..
59.	Section 9.1 is amended by replacing "shall" with "must" wherever it occurs.
60.	(1) Section 9.3 is amended 
(a)	by renumbering it as subsection 9.3(1), and
(b)	by replacing "shall" with "must".
(2)	Section 9.3, as amended by subsection (1), is amended by adding the 
following subsection:
(2)	The issue price of a security of an exchange-traded mutual fund 
that is not in continuous distribution, or of a non-redeemable 
investment fund, must not,
(a)	as far as reasonably practicable, be a price that causes 
dilution of the net asset value of other outstanding 
securities of the investment fund at the time the security is 
issued, and
(b)	be a price that is less than the most recent net asset value 
per security of that class, or series of a class, calculated 
prior to the pricing of the offering..
61.	Section 9.4 is amended by replacing "shall" with "must" wherever it occurs.
62.	The Instrument is amended by adding the following Part immediately after 
Part 9:
Part 9.1 	WARRANTS AND SPECIFIED DERIVATIVES
9.1.1 	Issuance of Warrants or Specified Derivatives - An investment fund 
must not 
(a)	issue a conventional warrant or right, or
(b)	enter into a position in a specified derivative the underlying 
interest of which is a security of the investment fund..
63.	The heading in Part 10 is amended by replacing "a Mutual Fund" with "an 
Investment Fund".  
64.	(1) Subsection 10.1(1) is amended
(a)	by replacing "No mutual fund" with "An investment fund",
(b)	by replacing "shall" with "must not", and
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs.
(2)	Subsection 10.1(2) is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "the mutual fund" with "the investment fund",
(c)	by adding "by the following times:" after "delivered", and
(d)	by replacing paragraph (a) with the following:
(a)	in the case of a mutual fund, other than an exchange-traded 
mutual fund that is not in continuous distribution, by the time of 
delivery of a redemption order to an order receipt office of the 
mutual fund; 
(a.1)	in the case of an exchange-traded mutual fund that is not in 
continuous distribution or of a non-redeemable investment fund, 
by the time of delivery of a redemption order;.
(3)	Subsection 10.1(3) is replaced with the following:
(3)	A manager of an investment fund must provide to securityholders 
of the investment fund at least annually a statement containing the 
following:
(a)	a description of the requirements referred to in subsection 
(1);
(b)	a description of the requirements established by the 
investment fund under subsection (2);
(c)	a detailed reference to all documentation required for 
redemption of securities of the investment fund;
(d)	detailed instructions on the manner in which 
documentation is to be delivered to participating dealers, 
the investment fund or a person or company providing 
services to the investment fund to which a redemption 
order may be made;
(e)	a description of all other procedural or communication 
requirements; 
(f)	an explanation of the consequences of failing to meet 
timing requirements..
65.	Section 10.2 is amended by replacing "shall" with "must" wherever it occurs.
66.	Section 10.3 is amended 
(a)	by replacing "shall" with "must", and
(b)	by adding the following subsection:
(4)	The redemption price of a security of a non-redeemable 
investment fund must not be a price that is more than the net asset 
value of the security determined on a redemption date specified in 
the prospectus or annual information form of the investment 
fund..
67.	Section 10.4 is amended 
(a)	by replacing subsection (1.1) with the following:
(1.1) 	Despite subsection (1), an exchange-traded mutual fund that is not 
in continuous distribution must pay the redemption proceeds for 
securities that are the subject of a redemption order no later than 
15 business days after the valuation date on which the redemption 
price was established.
(1.2)	A non-redeemable investment fund must pay the redemption 
proceeds for securities that are the subject of a redemption order 
no later than 15 business days after the valuation date on which 
the redemption price was established.,
(b)	in subsection (3) by replacing "A mutual fund" with "An investment 
fund", and
(c)	in subsection (5) by replacing "a mutual fund" with "an investment 
fund" and by replacing "the mutual fund" with "the investment fund" 
wherever it occurs.
68.	Section 10.5 is amended by replacing "shall" with "must" wherever it occurs.
69.	(1) Subsection 10.6(1) is amended 
(a)	by replacing "A mutual fund" with "An investment fund", and
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs. 
(2)	Subsection 10.6(2) is amended 
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by adding ", (1.1) or (1.2)" after "subsection 10.4(1)", and
(c)	by adding "or regulator" after "authority".
(3)	Subsection 10.6(3) is amended 
(a)	by replacing "A mutual fund shall" with "An investment fund must",
(b)	by replacing "the mutual fund" with "the investment fund", and
(c)	by replacing "authorities" with "authority or regulator".
70.	The heading in section 11.1 is amended by adding "and Service Providers" 
after "Distributors".
71.	(1) Subsection 11.1(1) is replaced with the following:
(1)	Cash received by a principal distributor of a mutual fund, by a person or 
company providing services to the mutual fund or the principal 
distributor, or by a person or company providing services to a non-
redeemable investment fund, for investment in, or on the redemption of, 
securities of the investment fund, or on the distribution of assets of the 
investment fund, until disbursed as permitted by subsection (3),
(a)	must be accounted for separately and be deposited in a trust 
account or trust accounts established and maintained in 
accordance with the requirements of section 11.3, and
(b)	may be commingled only with cash received by the principal 
distributor or service provider for the sale or on the redemption of 
other investment fund securities..
(2)	Subsection 11.1(2) is amended 
(a)	by replacing "distributor or person" with "distributor, a person", and
(b)	by replacing "shall" with ", or a person or company providing services 
to the non-redeemable investment fund, must". 
(3)	Subsection 11.1(3) is amended 
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "for the purpose of" with "for any of the following 
purposes:",
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by deleting "or" at the end of paragraph (b).
(4)	Subsection 11.1(4) is amended 
(a)	by replacing "shall" with "must",
(b)	by replacing "the mutual funds" with "the investment funds", and
(c)	by replacing "a mutual fund" with "an investment fund".
(5)	Subsection 11.1(5) is amended 
(a)	by replacing "a mutual fund" with "an investment fund", and
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs.
72.	Section 11.2 is amended by replacing "shall" with "must" wherever it occurs.
73.	Section 11.3 is amended 
(a)	by replacing "dealer, or a person" with "dealer, a person",
(b)	by adding "or a person or company providing services to an investment 
fund," before "that deposits cash", 
(c)	by replacing "shall" with "must",
(d)	in subparagraph (a)(iii) by replacing "dealer or of a person" with 
"dealer, of a person" and by adding "or of a person or company 
providing services to the investment fund," before "and", and
(e)	in subparagraph (a)(iv) by replacing "dealer, or of a person" with 
"dealer, of a person" and by adding "or of a person or company 
providing services to the investment fund;" at the end of the 
subparagraph.
74.	Section 11.4 is amended 
(a)	by adding the following subsection immediately after subsection (1.2):
(1.3)	Section 11.1 does not apply to CDS Clearing and Depository 
Services Inc., and
(b)	by replacing "shall" with "must".
75.	Section 11.5 is amended 
(a)	by replacing "mutual fund" with "investment fund" wherever it occurs, 
and 
(b)	by replacing "shall" with "must".
76.	Section 12.1 is amended by replacing "shall" with "must" wherever it occurs.
77.	Section 14.1 is amended by replacing "shall" with "must". 
78.	Section 15.1 is amended 
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "may" with "must", and
(c)	by deleting "only".
79.	Section 15.2 is amended 
(a)	in subsection (1) by replacing "no sales communication shall" with "a 
sales communication must not",
(b)	in paragraph (1)(b) by adding ", as applicable," after "the fund facts 
document" and by replacing "a mutual fund" with "an investment 
fund", and
(c)	in subsection (2) by replacing "shall" with "must". 
80.	Section 15.3 is amended 
(a)	by replacing "shall" with "must" wherever it occurs, 
(b)	in subsection (1) by replacing "a mutual fund" with "an investment 
fund",
(c)	in subsection (2) by replacing "15.6(a)" with "15.6(1)(a)", 
(d)	by adding the following subsection immediately after subsection (2):
(2.1)	A sales communication for a non-redeemable investment fund 
that is restricted by paragraph 15.6(1)(a) from disclosing 
performance data must not provide performance data for any 
benchmark or investment, other than a non-redeemable 
investment fund under common management with the non-
redeemable investment fund to which the sales communication 
pertains.,
(e)	in subsection (5) by replacing "a mutual fund" with "an investment 
fund" and by replacing "the mutual fund" with "the investment fund",
(f)	in subsection (6) by deleting ", either under National Policy Statement 
No. 39 or", and 
(g)	in subsection (7) by replacing "mutual fund" with "investment fund".
81.	(1) Subsection 15.4(1) is amended 
(a)	by replacing "shall" with "must", and
(b)	by deleting "principal distributor or participating".
(2)	Subsection 15.4(2) is amended
(a)	by replacing "shall" with "must",  and
(b)	by replacing "mutual fund" with "investment fund" wherever it occurs.
(3)	Subsection 15.4(3) is amended by replacing "shall" with "must".
(4)	Section 15.4 is amended by adding the following subsection 
immediately after subsection (3):
(3.1)	A sales communication, other than a report to securityholders, of 
a non-redeemable investment fund that does not contain 
performance data must contain a warning in substantially the 
following words:
[If the securities of the non-redeemable investment fund are 
listed or quoted on an exchange or other market, state the 
following:] "You will usually pay brokerage fees to your 
dealer if you purchase or sell [units or shares] of the 
investment fund on [state the exchange or other market on 
which the securities of the investment fund are listed or 
quoted]. If the [units or shares] are purchased or sold on 
[state the exchange or other market], investors may pay more 
than the current net asset value when buying [units or shares] 
of the investment fund and may receive less than the current 
net asset value when selling them."
[State the following in all cases:] "There are ongoing fees and 
expenses associated with owning [units or shares] of an 
investment fund. An investment fund must prepare disclosure 
documents that contain key information about the fund. You can 
find more detailed information about the fund in these documents. 
Investment funds are not guaranteed, their values change 
frequently and past performance may not be repeated.".
(5)	The following subsections are amended by replacing "shall" with 
"must":
(a)	subsection 15.4(4);
(b)	subsection 15.4(5);
(c)	subsection 15.4(6).
(6)	Section 15.4 is amended by adding the following subsection 
immediately after subsection (6):
(6.1)	A sales communication, other than a report to securityholders, of 
a non-redeemable investment fund that contains performance data 
must contain a warning in substantially the following words:
[If the securities of the non-redeemable investment fund are 
listed or quoted on an exchange or other market, state the 
following:] "You will usually pay brokerage fees to your dealer 
if you purchase or sell [units or shares] of the investment fund 
on [state the exchange or other market on which the securities 
of the investment fund are listed or quoted]. If the [units or 
shares] are purchased or sold on [state the exchange or other 
market], investors may pay more than the current net asset value 
when buying [units or shares] of the investment fund and may 
receive less than the current net asset value when selling them."
[State the following in all cases:] "There are ongoing fees and 
expenses associated with owning [units or shares] of an 
investment fund. An investment fund must prepare disclosure 
documents that contain key information about the fund. You can 
find more detailed information about the fund in these 
documents. The indicated rate[s] of return is [are] the historical 
annual compounded total return[s] including changes in [share 
or unit] value and reinvestment of all [dividends or 
distributions] and does [do] not take into account [state the 
following, as applicable:] [certain fees such as redemption fees 
or optional charges or] income taxes payable by any 
securityholder that would have reduced returns. Investment 
funds are not guaranteed, their values change frequently and 
past performance may not be repeated.".
(7)	The following subsections are amended by replacing "shall" with 
"must":
(a)	subsection 15.4(7);
(b)	subsection 15.4(8);
(c)	subsection 15.4(9).
(8)	Subsection 15.4(10) is amended
(a)	by replacing "a mutual fund" with "an investment fund",
(b)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(c)	by replacing "shall" with "must".
(9)	Subsection 15.4(11) is amended by replacing "shall" with "must".
82.	Section 15.5 is amended 
(a)	in subsection (1) by replacing "No person or company shall" with "A 
person or company must not", and
(b)	by replacing "shall" with "must" wherever it occurs.
83.	Section 15.6 is replaced with the following:
15.6 	Performance Data - General Requirements
(1)	A sales communication pertaining to an investment fund or asset 
allocation service must not contain performance data of the investment 
fund or asset allocation service unless all of the following paragraphs 
apply:
(a)	one of the following subparagraphs applies:
(i)	in the case of a mutual fund, either of the following applies:
(A)	the mutual fund has distributed securities under a 
prospectus in a jurisdiction for a period of at least 12 
consecutive months; 
(B)	the mutual fund previously existed as a non-
redeemable investment fund and has been a 
reporting issuer in a jurisdiction for a period of at 
least 12 consecutive months;
(ii)	in the case of a non-redeemable investment fund, the non-
redeemable investment fund has been a reporting issuer in 
a jurisdiction for at least 12 consecutive months;
(iii)	in the case of an asset allocation service, the asset 
allocation service has been operated for at least 12 
consecutive months and has invested only in participating 
funds each of which has distributed securities under a 
prospectus in a jurisdiction for at least 12 consecutive 
months;
(iv)	if the sales communication pertains to an investment fund 
or asset allocation service that does not satisfy 
subparagraph (i), (ii) or (iii), the sales communication is 
sent only to one of the following:
(A)	securityholders of the investment fund or 
participants in the asset allocation service;
(B)	securityholders of an investment fund or participants 
in an asset allocation service under common 
management with the investment fund or asset 
allocation service;
(b)	the sales communication includes standard performance data of 
the investment fund or asset allocation service and, in the case of 
a written sales communication, the standard performance data is 
presented in type size that is equal to or larger than that used to 
present the other performance data;
(c)	the performance data reflects or includes references to all 
elements of return;
(d)	except as permitted by subsection 15.3(3), the sales 
communication does not contain performance data for a period 
that is,
(i)	in the case of a mutual fund, before the time when the 
mutual fund offered its securities under a prospectus;
(ii)	in the case of a non-redeemable investment fund, before the 
non-redeemable investment fund was a reporting issuer;
(iii)	in the case of an asset allocation service, before the asset 
allocation service commenced operation.
(2)	Despite subparagraph (1)(d)(i), a sales communication pertaining to a 
mutual fund referred to in clause (1)(a)(i)(B) that contains performance 
data of the mutual fund must include performance data for the period 
that the fund existed as a non-redeemable investment fund and was a 
reporting issuer..
84.	Section 15.7 is amended by replacing "shall" with "must".
85.	The Instrument is amended by adding the following section immediately after 
section 15.7:
15.7.1	Advertisements for Non-Redeemable Investment Funds - An 
advertisement for a non-redeemable investment fund must not compare 
the performance of the non-redeemable investment fund with any 
benchmark or investment other than any of the following:
(a)	one or more non-redeemable investment funds that are under 
common management or administration with the non-redeemable 
investment fund to which the advertisement pertains;
(b)	one or more non-redeemable investment funds that have 
fundamental investment objectives that a reasonable person would 
consider similar to the non-redeemable investment fund to which 
the advertisement pertains;
(c)	an index..
86.	(1) Subsection 15.8(2) is amended 
(a)	by replacing "asset allocation service or to a mutual fund" with "asset 
allocation service, or to an investment fund", 
(b)	by replacing "may" with ", must not",
(c)	by replacing "only if" with "unless,",
(d)	by replacing paragraph (a) with the following:
(a)	to the extent applicable, the standard performance data has been 
calculated for 10, 5, 3 and one year periods,
(a.1)	in the case of a mutual fund that has been offering securities by 
way of prospectus for more than one and less than 10 years, the 
standard performance data has been calculated for the period 
since the inception of the mutual fund,
(a.2)	in the case of a non-redeemable investment fund that has been a 
reporting issuer for more than one and less than 10 years, the 
standard performance data has been calculated for the period 
since the inception of the non-redeemable investment fund, and, 
and
(e)	in paragraph (b) by replacing "paragraph (a)" with "paragraphs (a), 
(a.1) and (a.2)".
(2)	Subsection 15.8(3) is amended 
(a)	by replacing "may" with "must not",
(b)	by replacing "only if" with "unless,", 
(c)	by replacing paragraph (a) with the following: 
(a)	to the extent applicable, the standard performance data has been 
calculated for 10, 5, 3 and one year periods,
(a.1)	in the case of a mutual fund that has been offering securities by 
way of prospectus for more than one and less than 10 years, the 
standard performance data has been calculated for the period 
since the inception of the mutual fund,
(a.2)	in the case of a non-redeemable investment fund that has been a 
reporting issuer for more than one and less than 10 years, the 
standard performance data has been calculated for the period 
since the inception of the non-redeemable investment fund, and, 
and
(d)	in paragraph (b) by replacing "paragraph (a)" with "paragraphs (a), 
(a.1) and (a.2)".
(3)	Subsection 15.8(4) is amended by replacing "shall" with "must".
87.	Section 15.9 is amended 
(a)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs,
(b)	by replacing "shall" with "must" wherever it occurs,
(c)	by replacing "a mutual fund" with "an investment fund",
(d)	by replacing "another mutual fund" with "another investment fund", 
and
(e)	by replacing "other mutual fund" with "other investment fund".
88.	Section 15.10 is amended 
(a)	by replacing "a mutual fund" with "an investment fund" wherever it 
occurs,
(b)	by replacing "shall" with "must" wherever it occurs,
(c)	in subsection (1) by replacing "section" with "Part",
(d)	in subsection (2) by replacing the definition of "standard performance 
data" with the following:
"standard performance data" means, as calculated in each case in 
accordance with this Part,
(a)	for a money market fund, either of the following:
(i)	the current yield;
(ii)	the current yield and effective yield, if the effective 
yield is reported in a type size that is at least equal to 
that of the current yield, and
(b)	for any investment fund other than a money market fund, 
the total return;, and
(e)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs.
89.	Section 15.11 is amended
(a)	by replacing "shall" with "must" wherever it occurs,
(b)	by replacing "a mutual fund" with "an investment fund",
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs, and
(d)	by replacing item 6 of subsection (1) with the following:
6.	In the case of a mutual fund, a complete redemption occurs at the 
end of the performance measurement period so that the ending 
redeemable value includes elements of return that have been 
accrued but not yet paid to securityholders.
7.	In the case of a non-redeemable investment fund, a complete 
redemption occurs at the net asset value of one security at the end 
of the performance measurement period so that the ending 
redeemable value includes elements of return that have been 
accrued but not yet paid to securityholders..
90.	Section 15.12 is amended by replacing "shall" with "must".
91.	Section 15.13 is amended
(a)	in subsection (1) by replacing "mutual fund shall" with "investment 
fund must", and
(b)	by replacing subsection (2) with the following:
(2)	A communication by an investment fund or asset allocation 
service, its promoter, manager, portfolio adviser, principal 
distributor, participating dealer or a person providing services to 
the investment fund or asset allocation service must not describe 
the investment fund as a commodity pool or as a vehicle for 
investors to participate in the speculative trading of, or leveraged 
investment in, derivatives, unless the investment fund is a 
commodity pool as defined in National Instrument 81-104 
Commodity Pools..
92.	The heading in section 15.14 is amended by replacing "Mutual Funds" with 
"Investment Funds".
93.	Section 15.14 is amended 
(a)	by replacing "a mutual fund" with "an investment fund", and
(b)	by replacing "shall" with "must" wherever it occurs. 
94.	Section 18.1 is amended
(a)	by replacing "A mutual fund" with "An investment fund",
(b)	by replacing "shall" with "must", and
(c)	by replacing "the mutual fund" with "the investment fund" wherever it 
occurs.
95.	Section 18.2 is amended
(a)	by replacing subsection (1) with the following:
(1)	An investment fund that is not a corporation must make, or cause 
to be made, the records referred to in section 18.1 available for 
inspection, free of charge, during normal business hours at its 
principal or head office by a securityholder or a representative of 
a securityholder, if the securityholder has agreed in writing that 
the information contained in the register will not be used by the 
securityholder for any purpose other than either of the following:
(a)	in the case of a mutual fund, attempting to influence the 
voting of securityholders of the mutual fund or a matter 
relating to the relationships among the mutual fund, the 
members of the organization of the mutual fund, and the 
securityholders, partners, directors and officers of those 
entities;
(b)	in the case of a non-redeemable investment fund, 
attempting to influence the voting of securityholders of the 
non-redeemable investment fund or a matter relating to the 
relationships among the non-redeemable investment fund, 
the manager and portfolio adviser of the non-redeemable 
investment fund and any of their affiliates, and the 
securityholders, partners, directors and officers of those 
entities., and
(b)	in subsection (2) by replacing "A mutual fund shall" with "An 
investment fund must" and by replacing "the mutual fund" with "the 
investment fund" wherever it occurs.
96.	Subsection 19.2(3) is amended by replacing "shall" with "must".
97.	Subsection 19.3(1) is amended by replacing ";" with ".".
98.	(1) Section 20.4 is amended
(a)	by renumbering it as subsection 20.4(1), and
(b)	by replacing "2.3(b)" with "2.3(1)(b)".
(2)	Section 20.4, as amended by subsection (1), is amended by adding the 
following subsection:
(2)	If a non-redeemable investment fund has adopted fundamental 
investment objectives to permit it to invest in mortgages, 
paragraph 2.3(2)(b) does not apply to the non-redeemable 
investment fund if the non-redeemable investment fund was 
established, and has a prospectus for which a receipt was issued, 
on or before September 22, 2014..
99.	Appendix C is amended 
(a)	by replacing "British Columbia" with "All Jurisdictions",
(b)	by replacing " s. 81 of the Securities Rules (British Columbia)" with "s. 
13.6 of National Instrument 31-103 Registration Requirements, 
Exemptions and Ongoing Registrant Obligations",
(c)	by deleting "New Brunswick" and "s. 13.2 of Local Rule 31-501 
Registration Requirements", and
(d)	by deleting "Nova Scotia" and "s. 67 of the General Securities Rules".
100.	The Instrument is amended by adding the following appendices after 
Appendix C:
Appendix D
Investment Fund Conflict of Interest Investment Restrictions
Jurisdiction	
Securities Legislation Reference

All Jurisdictions
ss. 13.5(2)(a) and (b) of National Instrument 31-
103 Registration Requirements, Exemptions and 
Ongoing Registrant Obligations 

Alberta	
ss. 185(2) and (3) of the Securities Act (Alberta)

British Columbia
s. 6(2) of BC Instrument 81-513 Self-Dealing

New Brunswick
s. 137(2) of the Securities Act (New Brunswick)

Newfoundland and 
Labrador
ss. 112(2), 112(3), 119(2)(a) and 119(2)(b) of the 
Securities Act (Newfoundland and Labrador)

Nova Scotia
ss. 119(2) and (3) of the Securities Act (Nova 
Scotia)

Ontario 
ss. 111(2) and (3) of the Securities Act (Ontario)

Saskatchewan

ss. 120(2) and (3) of the The Securities Act, 1988 
(Saskatchewan)
Appendix E
Investment Fund Conflict of Interest Reporting Requirements
Jurisdiction	
Securities Legislation Reference

Alberta	
s. 191(1)(a) of the Securities Act (Alberta)

British Columbia
s. 9(a) of BC Instrument 81-513 Self-Dealing

New Brunswick
s. 143(1)(a) of the Securities Act (New 
Brunswick)

Newfoundland and 
Labrador
s. 118(1)(a) of the Securities Act (Newfoundland 
and Labrador)

Nova Scotia
s. 125(1)(a) of the Securities Act (Nova Scotia)

Ontario 
s. 117(1)(a) of the Securities Act (Ontario)

Saskatchewan

s. 126(1)(a) of the The Securities Act, 1988 
(Saskatchewan).
Transition
101.	(1) If a non-redeemable investment fund filed a prospectus on or before 
September 22, 2014, 
(a)	until September 21, 2015, sections 2.12 to 2.17 of National 
Instrument 81-102 Mutual Funds do not apply to the non-
redeemable investment fund, and
(b)	until March 21, 2016, sections 2.2, 2.3 and 2.5 of National 
Instrument 81-102 Mutual Funds do not apply to the non-
redeemable investment fund.
(2)	If a mutual fund filed a prospectus on or before September 22, 2014, 
until March 21, 2016, subsection 2.5(2) of National Instrument 81-102 
Mutual Funds, as amended by subsection 11(2) of this Instrument, does 
not apply to the mutual fund if the mutual fund complies with subsection 
2.5(2) of National Instrument 81-102 Mutual Funds as that provision 
was in force on September 21, 2014.
(3)	Despite any amendments to the contrary in this Instrument, if a sales 
communication, other than an advertisement, was printed before 
September 22, 2014, the sales communication may be used until March 
23, 2015. 
Effective date
102.	(1) Subject to subsection (2), this Instrument comes into force on September 
22, 2014.
(2) Subsection 64(3) of this Instrument comes into force on January 1, 2015.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 81-106 
INVESTMENT FUND CONTINUOUS DISCLOSURE
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-106 
Investment Fund Continuous Disclosure
1.	National Instrument 81-106 Investment Fund Continuous Disclosure is 
amended by this Instrument.
2.	Subsection 1.2(3) is repealed.
3.	Section 1.3 is amended
(a)	by replacing subsection (2) with the following:
(2)	Terms defined in National Instrument 81-102 Investment Funds and 
used in this Instrument have the respective meanings ascribed to them in that 
Instrument., and
(b)	by adding the following subsection:
(3)	Terms defined in National Instrument 81-104 Commodity Pools or 
National Instrument 81-105 Mutual Fund Sales Practices and used in this 
Instrument have the respective meanings ascribed to them in those Instruments 
except that references in those definitions to "mutual fund" must be read as 
references to "investment fund"..
4.	Paragraph 3.5(1)2(c) is amended by replacing "National Instrument 81-102 
Mutual Funds" with "National Instrument 81-102 Investment Funds".
5.	Section 3.8 is amended by adding the following subsections:
(4)	An investment fund must include, in the notes to the financial 
statements, a reconciliation of the gross amount generated from the securities 
lending transactions of the investment fund to the revenue from securities 
lending disclosed in the statement of comprehensive income of the investment 
fund under item 4 of section 3.2. 
(5)	The disclosure referred to in subsection (4) must include each of the 
following:
(a)	the name of each person or company who was entitled to receive 
payments out of the gross amount generated from the securities 
lending transactions of the investment fund;
(b)	the amount each recipient named under paragraph (a) was entitled 
to receive;
(c)	the aggregate of the amounts disclosed under paragraph (b) as a 
percentage of the gross amount generated from the securities 
lending transactions of the investment fund..
6.	Subsection 14.2(2) is amended by replacing "National Instrument 81-102 
Mutual Funds" with "National Instrument 81-102 Investment Funds".
7.	The Instrument is amended by adding the following section:
18.5.2 Securities Lending - For financial years beginning before January 1, 
2016, an investment fund is not required to comply with subsections 3.8(4) and 
(5)..
8.	Subsection 18.6(1) is amended by replacing "National Instrument 81-102 
Mutual Funds" with "National Instrument 81-102 Investment Funds". 
9.	Item 4.1(1) of Form 81-106F1 is amended by replacing "National Instrument 
81-102 Mutual Funds" with "National Instrument 81-102 Investment Funds".
10.	Item 4.3(5) of Form 81-106F1 is amended by replacing "National Instrument 
81-102" with "National Instrument 81-102 Investment Funds".
11.	This Instrument comes into force on September 22, 2014.
Alberta Securities Commission
AMENDMENTS TO NATIONAL INSTRUMENT 81-107 
INDEPENDENT REVIEW COMMITTEE for INVESTMENT FUNDS
(Securities Act)
Made as a rule by the Alberta Securities Commission on May 14, 2014 pursuant to 
sections 223 and 224 of the Securities Act.
Amendments to National Instrument 81-107 
Independent Review Committee for Investment Funds
1.	National Instrument 81-107 Independent Review Committee for Investment 
Funds is amended by this Instrument.
2.	In the following provisions "National Instrument 81-102 Mutual Funds" is 
replaced with "National Instrument 81-102 Investment Funds":
(a)	subsection 3.10(6);
(b)	paragraph 5.2(1)(a);
(c)	paragraph 5.2(1)(c). 
3.	Subsection 6.2(2) is amended 
(a)	by replacing "mutual fund conflict of interest investment restrictions" 
with "investment fund conflict of interest investment restrictions", and
(b)	by replacing "a mutual fund" with "an investment fund".
4.	Subsection 6.2(3) is amended 
(a)	by replacing "mutual fund conflict of interest investment restrictions" 
with "investment fund conflict of interest investment restrictions", and 
(b)	by replacing "National Instrument 81-102 Mutual Funds" with 
"National Instrument 81-102 Investment Funds".
5.	Appendix A - Conflict of Interest or Self-Dealing Provisions is amended by 
replacing "National Instrument 81-102 Mutual Funds" with "National 
Instrument 81-102 Investment Funds".
6.	This Instrument comes into force on September 22, 2014.


Service Alberta
Vital Statistics
Notice of Change of Personal Name
(Change of Name Act)
July 3, 2014 
Tomecko, Joanne Mari Lucy to Phoenix, Jericho Luka 
Huang, Jun Xi to Huang, Leo Junxi 
Mehmed, Yuzdzhan Ismetk to Isik, Ozcan 
Basharan Ashak, Zyulfiya Mehmed to Basaran Isik, Zulfiye 
Ashak, Serkan Eren to Isik, Serkan Eren 
Ashak, Sevdzhan to Isik, Sevcan Esin 
Chen, Yuan to Chen, Robin Yuan 
Jrist, Aramyl Maatius to Exton, Avery Jak Matthew 
Faid, Cayle Robert to Faid, James Cayle 
Nhial, Garang Deng to Garang, Garang Deng 
Matyakin, Andrey to Gaponovitch, Andrey 
Adin, Tristan Robert to Snow, Tristan Robert Adin 
Bryanton, Vonita Lorraine Michelle to Weber, Vonita Michelle 
Whaley Shewchuk, Declan John to Shewchuk, Declan John 
Martin, Skyler Sophia to Weigel, Skyler Sophia 
Evans, Silas Paul to Evans-Bouchard, Silas Paul 
Martineau, Emily Toni to Jeong, Ellie Eunmi 
Klvac, Logan Bailey to Lane, Logan Bailey
Klvac, Lillian Hope to Lane, Lily Hope 
Tesfagabir, Alazar Mulugeta to Mulugeta, Alazar Habte 
Tesfagabir, Hermela Mulugeta to Mulugeta, Hermela Habte 
Tesfagabir, Nohemit Mulugeta to Mulugeta, Nohamit Habte
July 7, 2014 
MacDonald, Meagan Danielle to Nussey, Maegan Danielle 
Russell, Saoule to Russell, Saule 
Khvoinova, Tatiana P to Grant, Nicole Tatiana 
Solowoniuk, Lily Zoelle to Smith, Lily Zoelle
Poudrier, Amy Jean to Haworth, Amy Jean 
Morrison, Taylor Gordon to Valentine, Clyde Etka 
Bilyk, Marta Anna to Bilyk, Maja Marta Anna 
Butcher, Peter Eric Stev to Ericson, Peter Steven
July 8, 2014 
Waller, David John Burke to White, Jonathan David 
Alabi, Shalewa Tosin to Alabi, Abosede Folashade 
Wiebe, Franz Peters to Peters, Franz 
Sharma, Deepankur to Sharma, Deepak
July 9, 2014 
Daniels, Ethan Chance Sean to Daniels Beaver, Ethan Chance Sean 
Sites, Skyller Everett to Bucsis, Skyller Arizala 
Lorenzen, Xanth David to Girard, Xanth David
July 10, 2014 
Habteselassie, Tekalgn Mamo to Habteselassie, Legese Mamo 
Heintz, Treston Adam to Brandle, Treston Adam 
Schallhorn, Nicholas Steven to Shibley, Nicholas Steven 
Aguirre, Dylan Julian Antunez to Aguirre Antunez, Dylan Julian 
Gill, Rupinder Kaur to Kaur, Harrang 
Tesfamicheal Gebreki, Muluberhan to Gebrekidan, Muluberhan T. Michael 
Gebrehiwot, Mihret Girmay to Gebrehiwot, Freweini Zeray 
Tesfamicheal, Saron Muluberha to Tesfamichael, Saron Muluberhan
July 11, 2014 
Hart, Anthony David to Hart, Antony David 
Chalifoux, Elizabeth Emilie to Chalifoux, Emily Marie Elizabeth 
Saad, Kareem Emad You to Saad, Christian 
Batty, Owen Lief William to Olsonberg, Owen Lief 
Tonsi, Kiera Lexi to Doran, Kiera Lexi 
Moosewah, Hunter James to Omeasoo, Hunter James 
Burton, Ryder Joseph Winston to Ceelen, Ryder Joseph Winston 
Ouellette Harasem, Stephanie Christine to Ouellette, Stephanie Christine 
Moore, Sarah Elizabeth to Moore, James Kieran 
Abdul-Karim-Rahime, Hadi to Abdul-Karim, Hadi 
Flores Jimenez, Gabriela Berenice to Jimenez, Gabriela 
Robinson, Benjamin Tirian to Robinson, Mittt Tirian 
Auger, Mona Elaine to Ominayak-Auger, Mona Andie 
Mishak, Austin Joshua Ross to Waldron, Austin Ross Murdoch 
Blackmore, Laura-Leigh Michelle to Blackmore, Laura-Lee Michelle 
Lishchynsky, Danielle Cory to Ewashko, Danielle Cory
July 14, 2014 
Komick, Heather Marie to Eckert, Heather Marie 
Ouellette, Kaden Brian Richard to Ebbett-Ouellette, Kaden Brian Richard 
Melanie Cozma, Anisoara Atena to Cozma, Anisoara Atena 
Melanie Cozma, Octavian to Cozma, Octavian 
Melanie-Cozma, Justin to Cozma, Justin 
Naimi, Mohammadreza to Naimi, Reza 
Afrazmand-Sarabi, Parmida to Solati, Paris Parmida 
Somers, Molly Samantha Marie to Icke, Molly Samantha Marie 
Pettit, Kyle Rodney to O'Callaghan, Kyle Rodney 
Yirko, Manaye Nedy to Bedada, Manaye Nedy 
Tames Lopez, Roberto Benjamin to Thames, Benjamin 
Littke, Alysia Marie to Littke, Jace William Kent 
Devine, Michael Joseph to Onespot, Michael Joseph 
Selvakumar, Lathieikumar to Selvakumar, Latheip Kobe Aaru 
Weaver, Ariel Katelyn to Freeman, Ariel Katelyn 
McKillop, Neavaya Shaylee Joy to Freeman, Neavaya Shaylee Joy 
Summers, Elaine to Wong, Ilene
July 16, 2014 
Jagroop Singh, Individual has only one name to Garcha, Jagroop Singh 
Gui, Qiong to Gui, Joanne Qiong 
Issack, Abdifatah Omar to Issack, Noor Omar 
Mahor, Keisha Arianna Antle to Vasquez, Keisha Arianna 
Lansdown, Darcy B.J. McIntosh to McEpplan, Darcy B.J. 
Platts, Kathryn Adrienne to Reen, Kathryn Adrienne
July 17, 2014 
Koerner, Richard Wesley to Mitchell, Richard Wesley 
Pawlick, Mya Marie to Boughton, Mya Marie 
Kuzenkov, Vyacheslav to Olaru, Cheslav Hans 
Favis, Cherr-Win Castro to Favis, Cherr Win Castro 
Whitehead, Kyle Shawn to Selk, Kyle Shawn 
Shurmer, Barbara Jean to Hales, Alandria 
Chant, Nolan Lucas Abram to Campeau, Nolan Lucas Abram 
Hassan Abo Elnaga, Tariq Nabil to Elnaga, Tariq Nabil 
Fairweather, Raymond Joseph Ronald to Fairweather, Joseph Ronald 
Alhadi, Maryam to Aljadi, Maryam Alhadi 
Addo, Sarah to Noye, Sarah 
Kuntz, Amanda Evelyn Mary to Schlenker, Amanda Evelyn Mary 
Taylor-Daley, Austin Emmanuel to McQueen, Ozzy Emmanuel
Dsouza, Ravi to D'Souza, Ryan Sebastian 
Dsouza, Niyati to D'Souza, Nancy Ryan
July 18, 2014 
Hancock, Johnathan Frederick to Cole, Johnathan Frederick 
Harris, Jody Lynn to Hunter, Stassi Jodie 
Yanga, Leena Alex M to Laku, Leena Felix Yuggu 
McGowan, Zen Isaiah to Kachuk-McGowan, Zen Isaiah 
Andre-Squires, Brandon Allan James to Squires, Brandon Allan James 
Andre-Squires, Alyssa Elizabeth to Squires, Alyssa Elizabeth 
Omon-Anolu, Osemaren Kellon to Schalk, Kellon Osemare 
Jimenez Murcia, Josefa Matilde to Claus, Matilde 
Claus Jimenez, Sofia to Claus, Sofia 
Claus Jimenez, Olivia to Claus, Olivia 
Darcy, Mugabo Shema to Mugabo, Shema Darcy 
Anderson, Calyan Anilah Rhea to Anderson, Calyan Ophelia Rose
July 22, 2014 
Tonn, Myrtho Guillaume to Tonn, Evan Myrtho Edward 
Tonn, Myrthane Guillaume to Tonn, Faith Myrthane Grace 
Huang, Jian Lin to Wong, Kenneth Jian 
BigPlume, Tallis Jay to Jacobs, Tallis Jay 
Kami, Bhabi Lal to Ramdham, Bhabi 
Smith, Nathan David to Wieb, Nathan David 
Baig, Mirza Sarwar to Baig, Ali 
Bouwsema, Cole David to Bailey, Cole David Bouwsema 
Poore, Carolin Ellen to Poore, Carolyn Ellen 
Erdell, Seanna Cassandra to Thompson, Seanna Cassandra 
Muir, Kallie Mae to Fraser, Kallie Mae 
Wako, Amanuel Dereje to Emmett, Emmanuel Leo 
Drescher, Jezzat Dawn to Loudon, Ziterah 
Glauser-Paik, Brady Stephen to Glauser, Brady Stephen 
Glauser-Paik, Sophie Rae to Glauser, Sophie Rae 
Squires, Lorraine Michelle to Squires, Alexander Matthew 
Li, Anrong to Li, Ariel Anrong 
Tran, Kassandra Kim to Tran-Ng, Kassandra Kim
July 23, 2014 
Farrington Jr, Wenzel Martin to Farrington, Carmen Jordan 
Irvine Dzeyuo Atumkezeh Tegha, Individual has only name to Tegha, Irvine Dzeyuo 
Atumkezeh
July 28, 2014 
Daku, Tyler Peter Frank to Wirll, Tyler Peter Frank 
Bassarab, Brooke Elizabeth to Hart, Brooke Elizabeth 
Quintal, Rodney David to Cinnamon, Rodney David 
Manya, Vidhi to Pandey, Vidhi 
Zakaeva, Diana to Harris, Diana 
Dhaliwal, Gurdeep Singh to Singh, Gurdeep 
Mustus, June Eileen Marie to Mustus, Eileen Joan 
Devine, Gina Rae to Onespot, Gina Rae 
Janik, Angelica Josephine to Janik, Agnieszka Josephine 
Lian, Winnie Hui-Qing to Li, Winnie Hui-Qing 
Hussain, Afshan to Butt, Afshan 
Baraby, Marie-Claude Anne to Milano, Miliana 
Youdom, Individual Has Only One Name to Youdom, Jean Spliant 
Weichinger, Jorge to Weichinger, Josh 
Jara, Hector Patricio to Diaz, Hector Patricio 
Muzafar, Iqbal to Iqbal, Muzafar 
Sun, Ming Wei to Wang, William 
Paige, Miyako Charlie to Kanomata, Miyako Charlie Paige 
Lon-Clark, Angela to Lon-Yip, Angela 
Rimmer, Derek John to Knight, Xavier Derek 
Jersey, Rileigh Louise to Jersey-LaRocque, Rileigh Louise 
Neddow-Strome, Travis Grant to Strome, Travis Grant 
Hawkings, Brooke Angelina to Wright, Brooke Angelina Hawkings 
Foster, Glenn David to Foster, Rhiannon Dawn 
Veroba Wilson, Alyssa Jordan to Wilson, Alyssa Jordan 
Alibhai, Alizeinulabidin to Toprawalla, Alizainulabidin Abbas 
Singh, Gurjinder to Waraich, Gurjinder Singh 
George, Bradyn Tyler to Jones, Bradyn Tyler 
Gummesen, Robert Raymond to Lawless, Robert Alan 
Kurian, Evin to George, Evin Kurian 
Kurian, Edvin to George, Edvin Kurian 
McEwan, Dallas Kenneth James to Lukin, Dallas Kenneth James 
Negash, Yohannes Taye to Taye, Yohannes Negash
July 30, 2014 
Eum, YoonJung to Eum, Esther Yoonjung 
Hryniuk, James Shiloh to Adams, James Shiloh 
Hryniuk, Audrina Elise to Adams, Audrina Elise 
Bokalo, Keaton George to Lamoureux, Keaton George 
Vliet, Jenika Myrita to O'Toole, Jenika Myrita 
Quintin, Mason Richard to McDonald, Mason Richard 
Curtis, Bryson Kenneth Kruz to Patton, Bryson Kenneth Kruz 
Heaphy, Catrina Anne S. to Lafleur, Catrina Anne S. 
Rajaram, Rajagopal to Aiyer, Raja 
Rajaram, Vanitha to Aiyer, Vanitha 
Rajaram Iyer, Subhashree to Aiyer, Shree 
Iyer, Advika Rajaram to Aiyer, Advika 
Sabanshiyev, Mauletkhan to Sabanshi, Maulet 
Sabanshiyeva, Assel to Sabanshi, Asel 
Sabanshiyev, Temirlan to Sabanshi, Temirlan 
Sabanshiyeva, Laura to Sabanshi, Laura 
Rudd, Christopher Lynden to Rudd, Krissa Lindsey
July 31, 2014 
McAndrews, Christel Maria Nicole to McAndrews, Elle Maria Nicole 
Slippery, Stuart Randall to Desjarlais, Randall 
Leung, Caleb to Leung, Caleb Ga 
Jellow, Stefan Robert to Jellsen, Stefan Robert 
Salamah, Kinan to Hewitt, Kinan 
Joseph Challackal, Jophin to Joseph Challackaal, Jophin 
Thomas, Princy to J Thomas, Princyy 
Stevenson, Brett Alexander to Taylor, Brett Alexander 
Rockarts, Coehin Preston to Mallet, Coehin Preston
Treasury Board and Finance
New Company Notice
Notice is hereby given that Certas Home and Auto Insurance Company became 
licensed to transact Automobile, Fidelity, Liability, Property, and Surety insurance on 
July 29, 2014.
Laurie Balfour, Acting Deputy Superintendent of Insurance.


ADVERTISEMENTS
Notice of Name Change
Notice is hereby given pursuant to the St. Mary's College Act, S.A. 1986 c. 46, as 
amended by the St. Mary's College Amendment Act, 2004 (Private Bill Pr1), that St. 
Mary's University College intends to change its name to St. Mary's University 
effective September 18, 2014.
Dated at Calgary, Alberta August 11, 2014
St. Mary's University College 
c/o Helen Kominek, PhD 
Secretary to the Board of Governors 
14500 Bannister Rd SE 
Calgary, Alberta, T2X 1Z4
Public Sale of Land
(Municipal Government Act)
Clearwater County
Notice is hereby given that under the provisions of the Municipal Government Act, 
Clearwater County will offer for sale, by public auction, in the Municipal Office, 
4340 - 47th Avenue, Rocky Mountain House, Alberta, on Monday, November 3, 
2014, at 10:00 a.m., the following lands:
Legal
Lot
Block
Plan
C. of T.
NW 30-37-6 W5M
1
1
0823746
082272197
NE 36-36-7 W5M
1
1
0627452
072065953
Each parcel will be offered for sale subject to a reserve bid and to the reservations and 
conditions contained in the existing Certificate of Title.
The County may, after the public auction, become the owner of any parcel of land not 
sold at the public auction.
Terms: Cash or Certified Cheque 
Deposit: 10% of bid at the time of the sale, November 3, 2014 
Balance: 90% of bid within 30 days of receipt by the County
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Rocky Mountain House, Alberta, August 1, 2014.
Ron Leaf, Municipal Manager.
County of Warner No. 5
Notice is hereby given that under the provisions of the Municipal Government Act, 
the County of Warner No. 5 will offer for sale, by public auction, at the 
Administration Office, Warner, Alberta, on Thursday, October 30, 2014, at 9:00 a.m., 
the following lands:
Lot
Block
Plan
1
9
5173AA
2
9
5173AA
3
9
5173AA
OT
9
5173AA
The parcels will be offered for sale subject to a reserve bid and to the reservations 
contained in the existing certificate of title.
The County of Warner No. 5 may, after the public auction, become the owner of any 
parcel of land that is not sold at the public auction.
Terms: cash
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the date of the sale.
Dated at Warner, Alberta, August 12, 2014.
Shawn Hathaway, County Administrator.
______________
Town of Claresholm
Notice is hereby given that, under the provisions of the Municipal Government Act, 
the Town of Claresholm will offer for sale, by public auction, in the Town of 
Claresholm Administration Office, Claresholm, Alberta, on Wednesday, October 15th, 
2014, at 9:00 a.m., the following lands:
Lot
Block
Plan
C. of T.
4
3
147N
041432562
This parcel will be offered for sale, subject to a reserve bid and to the reservations and 
conditions contained in the existing certificate of title. The Town of Claresholm may, 
after the public auction, become the owner of any parcel of land not sold at the public 
auction.
The lands are being offered for sale on an "as is, where is" basis, and the Town of 
Claresholm makes no representation and gives no warranty whatsoever as to the 
adequacy of services, soil conditions, land use districting, building and development 
conditions, absence of presence of environmental contamination, vacant possession, 
or the developability of the lands for any intended use by the successful bidder. No 
bid will be accepted where the bidder attempts to attach conditions precedent to the 
sale of any parcel of land. No terms or conditions of sale will be considered other than 
those specified by the Town of Claresholm. No further information is available at the 
auction regarding the lands to be sold.
The Town of Claresholm may, after the public auction, become the owner of any 
parcel of land not sold at the public auction.
Terms: Cash or Certified Cheque. Deposit: 10% of bid at the time of the sale, October 
15th, 2014. Balance: 90% of bid within 30 days of receipt by the Town of 
Claresholm. Goods and Services Taxes (GST) are applicable per Federal statutes.
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Claresholm, Alberta, August 30th, 2014.
Jeff Gibeau, Acting CAO.
______________
Town of Claresholm
Notice is hereby given that, under the provisions of the Municipal Government Act, 
the Town of Claresholm will offer for sale, by public auction, in the Town of 
Claresholm Administration Office, Claresholm, Alberta, on Wednesday, October 15th, 
2014, at 9:00 a.m., the following lands:
Lot
Block
Plan 
C. of T.
1
1
1014361
101341218
2
1
1014361
101341218001
3
1
1014361
101341218002
4
1
1014361
101341218003
5
1
1014361
101341218004
6
1
1014361
101341218005
7
1
1014361
101341218006
8
1
1014361
101341218007
9
1
1014361
101341218008
10
1
1014361
101341218009
11
1
1014361
101341218010
12
1
1014361
101341218011
13
1
1014361
101341218012
14
1
1014361
101341218013
15
1
1014361
101341218014
16
1
1014361
101341218015
1
2
1014361
101341218016
2
2
1014361
101341218017
3
2
1014361
101341218018
4
2
1014361
101341218019
5
2
1014361
101341218020
6
2
1014361
101341218021
7
2
1014361
101341218022
8
2
1014361
101341218023
9
2
1014361
101341218024
10
2
1014361
101341218025
11
2
1014361
101341218026
12
2
1014361
101341218027
13
2
1014361
101341218028
14
2
1014361
101341218029
1
3
1014361
101341218030
2
3
1014361
101341218031
3
3
1014361
101341218032
4
3
1014361
101341218033
5
3
1014361
101341218034
6
3
1014361
101341218035
7
3
1014361
101341218036
8
3
1014361
101341218037
9
3
1014361
101341218038
10
3
1014361
101341218039
11
3
1014361
101341218040
12
3
1014361
101341218041
13
3
1014361
101341218042
14
3
1014361
101341218043
15
3
1014361
101341218044
16
3
1014361
101341218045
17
3
1014361
101341218046
18
3
1014361
101341218047
19
3
1014361
101341218048
20
3
1014361
101341218049
15
2
1014361
101341218051
16
2
1014361
101341218052
17
2
1014361
101341218053
18
2
1014361
101341218054
19
2
1014361
101341218055
20
2
1014361
101341218056
21
2
1014361
101341218057
22
2
1014361
101341218058
The Town of Claresholm will only accept land sale offers for a single tract of land, 
totaling 10 acres, more or less, comprising all 58 parcels. The sale is subject to a 
reserve bid and to the reservations and conditions contained in the existing certificate 
of title.  The Town of Claresholm may, after the public auction, become the owner of 
any parcel of land not sold at the public auction.
The lands are being offered for sale on an "as is, where is" basis, and the Town of 
Claresholm makes no representation and gives no warranty whatsoever as to the 
adequacy of services, soil conditions, land use districting, building and development 
conditions, absence of presence of environmental contamination, vacant possession, 
or the developability of the lands for any intended use by the successful bidder. No 
bid will be accepted where the bidder attempts to attach conditions precedent to the 
sale of any parcel of land. No terms or conditions of sale will be considered other than 
those specified by the Town of Claresholm. No further information is available at the 
auction regarding the lands to be sold.
The Town of Claresholm may, after the public auction, become the owner of any 
parcel of land not sold at the public auction.
Terms: Cash or Certified Cheque. Deposit: 10% of bid at the time of the sale, October 
15th, 2014. Balance: 90% of bid within 30 days of receipt by the Town of 
Claresholm. Goods and Services Taxes (GST) are applicable per Federal statutes.
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Claresholm, Alberta, August 30th, 2014.
Jeff Gibeau, Acting CAO.
Town of Redwater
Notice is hereby given that under the provisions of the Municipal Government Act, 
the Town of Redwater will offer for sale, by public auction, in the office of the Town 
of Redwater, 4924-47 Street, Redwater, Alberta, on Tuesday, October 21, 2014, at 
10:00 a.m., the following lands:
Lot
Block
Plan
C. of T.
5
4
1473HW
112 173 817
2
2
2943HW
832 036 986
Each parcel will be offered for sale subject to a reserve bid and to the reservations and 
conditions contained in the existing Certificate of Title.
The land is being offered for sale on an "as is, where as" basis and the Town of 
Redwater makes no representation and gives no warranty whatsoever as to the 
adequacy of services, soil conditions, land use districting, building and development 
conditions, absence or presence of environmental contamination, or the developability 
of the subject land for any intended use by the purchaser.
No bid will be accepted where the bidder attempts to attach conditions precedent to 
the sale of any parcel.  No terms and conditions of sale will be considered other than 
those specified by the Town of Redwater.  No further information is available at the 
auction regarding the land to be sold.
The Town of Redwater may become the owner of any parcel of land that is not sold at 
the public auction, immediately after the public auction.
Terms: Cash or Certified Cheque, payable immediately following the public auction.  
GST will apply to all applicable lands.
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Redwater, Alberta, July 2, 2014.
Debbie Hamilton, Town Manager.
______________
Town of Stettler
Notice is hereby given that, under the provisions of the Municipal Government Act, 
the Town of Stettler will offer for sale, by public auction, in the Town of Stettler 
Municipal Office, 5031 - 50 Street, Stettler, Alberta, on Tuesday, October 14, 2014, 
at 1:00 p.m., the following lands:

Lot
Block
Plan
C of T
22
12
9524848
972162791
Pt. 32
7
6217AH
952160968
4
2
943MC
072067998
Each parcel will be offered for sale, subject to a reserve bid and to the reservations 
and conditions contained in the existing certificate of title.
The land is being offered for sale on an "as is, where is" basis, and the Town of 
Stettler makes no representation and gives no warranty whatsoever as to the adequacy 
of services, soil conditions, land use districting, building and development conditions, 
absence or presence of environmental contamination, or the developability of the 
subject land for any intended use by the purchaser.
No bid will be accepted where the bidder attempts to attach conditions precedent to 
the sale of any parcel. No terms and conditions of sale will be considered, other than 
those specified by the Town. No further information is available at the auction 
regarding the land to be sold.
Terms: Cash or Certified Cheque
The Town of Stettler may, after the public auction, become the owner of any parcel of 
land that is not sold at the public auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Stettler, Alberta, August 30, 2014.
Steven Gerlitz, Assistant Chief Administrative Officer.
______________
Town of Turner Valley
Notice is hereby given that, under the provisions of the Municipal Government Act, 
the Town of Turner Valley will offer for sale, by public auction, at Town of Turner 
Valley Administration Office, Turner Valley, Alberta, on Wednesday, November 5, 
2014, at 1:00 p.m., the following lands:
Lot
Block
Plan
Title Number
7
11
3603FD
991 191 209
27
4
3603FD
091 032 062
2
1
0815098
101 213 358
5
2
7910635
081 377 995
Each parcel will be offered for sale, subject to a reserve bid and to the reservations 
and conditions contained in the existing certificate of title.
This land is being offered for sale on an "as is, where is" basis. The Town of Turner 
Valley makes no representation and gives no warranty whatsoever as to the adequacy 
of services, soil conditions, land use districting, building and development conditions, 
absence or presence of environmental contamination, or the developability of the 
subject land for any intended use by the Purchaser.  No bid will be accepted where the 
bidder attempts to attach conditions precedent to the sale of any parcel.
The Town of Turner Valley may, after the public auction, become the owner of any 
parcel of land not sold at the public auction.
Terms: Cash or Certified Cheque
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at Turner Valley, Alberta, August 5, 2014.
Barry Williamson, Chief Administrative Officer.
______________
Village of Clive
Notice is hereby given that, under the provisions of the Municipal Government Act, 
the Village of Clive will offer for sale, by public auction, in the Council Chambers of 
the Village office (5115 - 50 Street), Clive, Alberta, on Thursday, November 6th, 
2014, at 10:00 a.m., the following lands:
Lot
Block
Plan
Title
4
25
RN48
812 222 078
79
35
0821702
082 384 207
These parcels will be offered for sale subject to a reserve bid and to the reservations 
and conditions contained in the existing Certificate of Title.
The land is being offered for sale on an "as is, where is" basis, and the Village of 
Clive makes no representation and gives no warranty whatsoever as to the adequacy 
of services, soil conditions, land use districting, building and development conditions, 
absence or presence of environmental contamination, vacant possession or the 
developability of the subject land for any intended use by the successful bidder.
No bid will be accepted where the bidder attempts to attach conditions precedent to 
the sale of any parcel of land.  No terms or conditions of sale will be considered other 
than those specified by the Village of Clive.  No further information is available at the 
auction regarding the lands or buildings to be sold.
Terms:  Cash, certified cheque or bank draft in the amount of 10% of the bid must 
accompany each bid.  The balance of an accepted bid must be received within 30 days 
of the date of Public Auction or the deposit will be forfeited and the Village will 
consider the next bid.
The Village of Clive may, after the public auction, become the owner of any parcel of 
land not sold at the public auction.
Redemption may be effected by payment of all arrears of taxes and costs at any time 
prior to the sale.
Dated at the Village of Clive, Alberta, August 11, 2014.
Carla Kenney, Chief Administrative Officer.






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